Dennis C. Coon

TRANSCEND WEALTH

Woodmere, OH 44122

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CRD#: 4649885

Professional summary

Dennis Christopher Coon, CFP® is a registered financial advisor currently at TRANSCEND WEALTH located in Woodmere, Ohio.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Dennis has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Christopher Coon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

February 5, 2018 - Present

TRANSCEND WEALTH

Office #1: 27600 Chagrin Blvd Suite 445, Woodmere, OH 44122

RIA

CRD#: 292210

Woodmere, OH

Past

December 16, 2011 - December 21, 2017

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

PEPPER PIKE, OH

Past

January 31, 2011 - December 21, 2011

LPL FINANCIAL LLC

CRD#: 6413

PEPPER PIKE, OH

Past

December 3, 2010 - January 11, 2018

PEAK WEALTH SOLUTIONS

RIA

CRD#: 127391

PEPPER PIKE, OH

Past

October 31, 2008 - December 4, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

ERIE, PA

Past

August 12, 2008 - December 4, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

ERIE, PA

Past

July 7, 2006 - December 31, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ERIE, PA

Past

July 7, 2006 - May 14, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ERIE, PA

Past

May 22, 2003 - May 25, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

CLAYTON, MO

Past

May 2, 2003 - May 25, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

CLAYTON, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(2/5/2018)

IAR

Texas
(9/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/15/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/21/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2003

General Securities Representative Examination

Current Firm

TRANSCEND WEALTH

TRANSCEND WEALTH | TRANSCEND WEALTH, LLC

CRD#: 292210 / SEC#:

Ohio

Registered Investment Advisory firm - (2/5/2018 Approved)

Texas

Registered Investment Advisory firm - (9/12/2022 Conditional Restricted)

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Contact information

Main Address

27600 Chagrin Blvd Suite 445, Woodmere, OH 44122

Mailing Address

Phone number

(216) 236-1106

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	201
AUM (Assets Under Management)	$ 71,100,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dennis C. Coon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Christopher Coon's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

PEAK WEALTH SOLUTIONS

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/15/2003

SIE

Date: 12/21/2017

Series 7

Date: 5/1/2003

Current Firm

TRANSCEND WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRANSCEND WEALTH

TRUST BUT VERIFY

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