JP
Joseph W. Petry
DISCIPLINE WEALTH SOLUTIONS
LATHAM, NY 12110
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CRD#: 4649782
JP
Professional summary
Joseph W Petry, who also goes by Joseph William Petry, is a registered financial advisor currently at DISCIPLINE WEALTH SOLUTIONS, INC. located in Latham, New York and IBN FINANCIAL SERVICES, INC. located in Liverpool, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph William Petry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INSURANCE AGENT- INVESTMENT RELATED, LATHAM, NY, INSURANCE SALES, AGENT, 2009, DEVOTES NOT MORE THAN 30% OF AGENTS TIME DURING WORKING HRS/MO DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS RENTAL PROPERTY; NON-INVESTMENT RELATED; WATERVILET, NY; OWNER; ACTIVITY BEGAN IN 2013; RENT AND MANAGE DUPLEX; COMPENSATION IS RENT. MEDICARE BACKOFFICE; NON INVESTMENT RELATED; LATHAM, NY; MEDICARE; AGENT; ACTIVITY BEGAN 08/2020; I DEVOTE APPX 1 HOUR PER MONTH TO THIS ACTIVITY ALL DURING TRADING HOURS; REFER CLIENTS TO MEDICARE 800# FOR A REFERRAL FEE. FREELANCE ACTOR; NON INVESTMENT RELATED; VARIOUS FILMING LOCATIONS; FREELANCE ACTOR; ACTIVITY BEGAN IN OCT 2021; I DEVOTE APPX 4 HOURS PER MONTH TO THIS ACTIVITY WITH 2 OF THOSE HOURS DURING TRADING HOURS; BACKGROUND ACTING. IBN FINANCIAL SERVICES, INC. INVESTMENT RELATED; LATHAM, NEW YORK, BROKER-DEALER; REGISTERED REPRESENTATIVE; STARTED 2024; SPENDS APPROXIMATELY 50% OF TIME ON ACTIVITY INCLUDING DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph W Petry's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 2, 2024 - Present
DISCIPLINE WEALTH SOLUTIONS, INC.
Office #1: 6 Century Hill Drive Suite 2a, Latham, NY 12110RIA
CRD#: 315846
LATHAM, NY
Current
November 7, 2024 - Present
IBN FINANCIAL SERVICES, INC.
Office #1: 404 Old Liverpool Rd, Liverpool, NY 13088RIA
BD
CRD#: 42360
Liverpool, NY
Past
May 8, 2020 - July 30, 2024
CPR INVESTMENTS INC
RIA
CRD#: 139067
LATHAM, NY
Past
May 30, 2017 - July 31, 2024
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
Latham, NY
Past
August 15, 2008 - March 11, 2016
HBW SECURITIES LLC
BD
CRD#: 136959
LATHAM, NY
Past
September 5, 2003 - January 11, 2006
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DISCIPLINE WEALTH SOLUTIONS, INC.
AR 21 INVESTMENT ADVISORY SERVICE | WISER FINANCIAL COACHING, LLC | V8 WEALTH | V8 INVESTMENT ADVISORS | THE STAHLNECKER GROUP LLC | PETRY FINANCIAL SERVICES | JOSYLN FINANCIAL SERIVICES | FOREVER YOUNG FINANCIAL | FINANCIAL WINGS, LLC | FIGTREE FINANCIAL SERVICES, LLC | DISCIPLINE WEALTH SOLUTIONS, INC. | CUCHETTI FINANCIAL PARTNERS LLC | BYRD ASSET MANAGEMENT, LLC
CRD#: 315846 / SEC#: 801-122049
RIA
Registered Investment Advisory firm - (8/10/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(2/26/2025)
IAR
New York(8/2/2024)
RR
New York(11/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DISCIPLINE WEALTH SOLUTIONS, INC.
AR 21 INVESTMENT ADVISORY SERVICE | WISER FINANCIAL COACHING, LLC | V8 WEALTH | V8 INVESTMENT ADVISORS | THE STAHLNECKER GROUP LLC | PETRY FINANCIAL SERVICES | JOSYLN FINANCIAL SERIVICES | FOREVER YOUNG FINANCIAL | FINANCIAL WINGS, LLC | FIGTREE FINANCIAL SERVICES, LLC | DISCIPLINE WEALTH SOLUTIONS, INC. | CUCHETTI FINANCIAL PARTNERS LLC | BYRD ASSET MANAGEMENT, LLC
CRD#: 315846 / SEC#: 801-122049
RIA
Registered Investment Advisory firm - (8/10/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
15 Halton Green Way, Greenville, SC 29607
Mailing Address
Phone number
(864) 322-6046
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,750 |
| AUM (Assets Under Management) | $ 316,318,696 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
