Mary L. Gurtowski

PACIFIC SELECT DISTRIBUTORS

Omaha, NE 68106

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CRD#: 4649655

Professional summary

Mary L Gurtowski, who also goes by Mary Lourdes Gurtowski, Mary Lourdes Mccoy, is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Omaha, Nebraska.

Mary is registered as a RR (Registered Representative) and started their career in finance in 2007. Mary has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Mary Lourdes Gurtowski | Mary Lourdes Mccoy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mary L Gurtowski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2021 - Present

PACIFIC SELECT DISTRIBUTORS, LLC

Office #1: 6750 Mercy Road, Omaha, NE 68106

CRD#: 4452

Omaha, NE

Past

March 4, 2021 - April 9, 2021

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

LITTLE FALLS, NY

Past

March 2, 2021 - April 9, 2021

CADARET, GRANT & CO., INC.

CRD#: 10641

LITTLE FALLS, NY

Past

December 7, 2018 - December 2, 2020

ROBERT W. BAIRD & CO. INCORPORATED

RIA

CRD#: 8158

New Hartford, NY

Past

December 7, 2018 - December 2, 2020

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

New Hartford, NY

Past

January 30, 2015 - December 12, 2018

M. GRIFFITH INVESTMENT SERVICES, INC.

RIA

CRD#: 2078

NEW HARTFORD, NY

Past

August 30, 2007 - December 13, 2018

M. GRIFFITH INVESTMENT SERVICES, INC.

CRD#: 2078

NEW HARTFORD, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/19/2021)

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452 / SEC#: , 8-15264

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

700 Newport Center Drive, Newport Beach, CA 92660-6397

Mailing Address

700 Newport Center Drive, Newport Beach, CA 92660-6397

Phone number

(949) 219-6579

Established

Delaware since 01/01/2015

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PACIFIC LIFE INSURANCE COMPANY	PARENT OF APPLICANT
DARE, BARBARA ALYCE	VICE PRESIDENT	5074108
KISSEL, GEOFFREY P	CHIEF EXECUTIVE OFFICER	7499710
LA ROQUE, SUZANNE MARIE	ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER	4222767
SMITH, TREVOR TIMOTHY	VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER	4844953
YAMAUCHI, STARLA CHIN	VICE PRESIDENT, CORPORATE SECRETARY	7721024

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary L. Gurtowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mary L Gurtowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

ROBERT W. BAIRD & CO. INCORPORATED

ROBERT W. BAIRD & CO. INCORPORATED

M. GRIFFITH INVESTMENT SERVICES, INC.

M. GRIFFITH INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2009

SIE

Date: 10/1/2018

Series 7

Date: 8/29/2007

FINRA

Current Firm

PACIFIC SELECT DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

PACIFIC SELECT DISTRIBUTORS, LLC

TRUST BUT VERIFY

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