Christoph S. Von Dem Bussche
FINANCIAL GUIDANCE GROUP
Palm Harbor, FL
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CRD#: 4649547
Professional summary
Christoph Simpson Von Dem Bussche, CFP® is a registered financial advisor currently at FINANCIAL GUIDANCE GROUP, INC. located in Palm Harbor, Florida.
Christoph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Christoph has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Biography
Christoph joined Financial Guidance Group, Inc. full-time in April of 2005 after working as a team leader in the back office of the Tampa, FL headquartered broker/dealer, INVEST Financial Corporation. Christoph completed his NASD Series 7 exam in 2004 and his NASD Series 66 exam in 2005. He graduated from college in 2002 with a Bachelor of Science degree in Business Administration from Clearwater Christian College. Christoph earned the CERTIFIED FINANCIAL PLANNER™ mark of distinction in 2006 and is a NAPFA-Registered Financial Advisor™ awarded by the National Association of Personal Financial Advisors (NAPFA), the nation’s premier organization of comprehensive fee-only planners. Christoph also worked as an intern for Financial Guidance Group, Inc. during college. Christoph, his wife Tiffany, and their children Jakob, Jaxen & Alice reside in Palm Harbor, Florida.
Question & Answer
What are your service offerings?
Insurance Planning
Employee and Employer Plan Ben...
Tax Planning
Estate Planning
Retirement Income Management
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Budgeting
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Medical Professionals
Professional Athletes or Enter...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Christoph Simpson Von Dem Bussche's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
June 21, 2005 - Present
FINANCIAL GUIDANCE GROUP, INC.
Office #2: 508 S. Margin Street, Franklin, TN 37064RIA
CRD#: 108799
Palm Harbor, FL
Past
October 22, 2004 - March 29, 2005
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FINANCIAL GUIDANCE GROUP, INC.
FINANCIAL GUIDANCE GROUP | FINANCIAL GUIDANCE GROUP, INC. | FINANCIAL GUIDANCE GROUP INC
CRD#: 108799 / SEC#: 801-80958
RIA
Registered Investment Advisory firm - (2/6/2015 Approved)California
Registered Investment Advisory firm - (3/7/2015 Terminated)Florida
Registered Investment Advisory firm - (2/11/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/21/2005)
IAR
Tennessee(6/23/2016)
IAR
Texas(7/13/2022)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
FINANCIAL GUIDANCE GROUP, INC.
FINANCIAL GUIDANCE GROUP | FINANCIAL GUIDANCE GROUP, INC. | FINANCIAL GUIDANCE GROUP INC
CRD#: 108799 / SEC#: 801-80958
RIA
Registered Investment Advisory firm - (2/6/2015 Approved)California
Registered Investment Advisory firm - (3/7/2015 Terminated)Florida
Registered Investment Advisory firm - (2/11/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Palm Harbor, FL
Mailing Address
Phone number
(727) 787-7526
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 785 |
| AUM (Assets Under Management) | $ 214,263,751 |
Red Flags
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Company Information
FINANCIAL GUIDANCE GROUP, INC.
CRD#: 108799Palm Harbor, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
