Jonathan R. Broadbent

PLAN PARTNERS

NEWBURY, OH

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CRD#: 4649531

Professional summary

Jonathan Robert Broadbent, who also goes by Jon Robert Broadbent, Jonathon Robert Broadbent, is a registered financial advisor currently at PLAN PARTNERS LLC located in Newbury, Ohio.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jonathan has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Jon Robert Broadbent | Jonathon Robert Broadbent

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2026 - Present

PLAN PARTNERS LLC

CRD#: 167647

NEWBURY, OH

Past

January 9, 2023 - December 31, 2025

PLAN PARTNERS LLC

RIA

CRD#: 167647

NEWBURY, OH

Past

February 22, 2016 - December 11, 2019

IFS SECURITIES

CRD#: 40375

Beachwood, OH

Past

November 26, 2013 - May 6, 2014

IFS SECURITIES

CRD#: 40375

LYNDHURST, OH

Past

October 28, 2013 - December 31, 2022

PLAN PARTNERS LLC

RIA

CRD#: 167647

NEWBURY, OH

Past

October 27, 2009 - October 24, 2013

FINTEGRA, LLC

RIA

CRD#: 16741

MAYFIELD HEIGHTS, OH

Past

October 27, 2009 - October 24, 2013

FINTEGRA, LLC

CRD#: 16741

MAYFIELD HEIGHTS, OH

Past

January 19, 2006 - October 2, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PEPPER PIKE, OH

Past

January 17, 2006 - October 2, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PEPPER PIKE, OH

Past

January 3, 2006 - January 18, 2006

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

CLEVELAND, OH

Past

January 3, 2006 - January 18, 2006

KEY INVESTMENT SERVICES LLC

CRD#: 136300

CLEVELAND, OH

Past

September 10, 2004 - December 31, 2005

KEYBANC CAPITAL MARKETS INC.

RIA

CRD#: 566

CLEVELAND, OH

Past

June 16, 2004 - December 31, 2005

KEYBANC CAPITAL MARKETS INC.

CRD#: 566

CLEVELAND, OH

Past

July 16, 2003 - July 16, 2004

VISTA FINANCIAL SERVICES CORPORATION

CRD#: 37626

HUDSON, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/8/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/2003

General Securities Representative Examination

Current Firm

PLAN PARTNERS LLC

FEE-BASED PLAN CONSULTANTS | PLAN PARTNERS LLC | FEE-BASED PLAN CONSULTANTS, LLC

CRD#: 167647 / SEC#:

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Contact information

Main Address

Newbury, OH

Mailing Address

Phone number

(440) 345-8003

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 13,000,000

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Pennsylvania	ERA - Withdrawn	9/16/2020

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan R. Broadbent

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PLAN PARTNERS LLC

IFS SECURITIES

IFS SECURITIES

PLAN PARTNERS LLC

FINTEGRA, LLC

FINTEGRA, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

KEYBANC CAPITAL MARKETS INC.

KEYBANC CAPITAL MARKETS INC.

VISTA FINANCIAL SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 9/8/2004

SIE

Date: 10/1/2018

Series 7

Date: 7/15/2003

Current Firm

PLAN PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

PLAN PARTNERS LLC

TRUST BUT VERIFY

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