Walter L. Koon

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

Greenwood, IN 46142

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CRD#: 4649376

Professional summary

Walter Lewis Koon JR., CFP®, who also goes by Walter L Koon Jr., Walter L Koon, is a registered financial advisor currently at KOON FINANCIAL PLANNING & CONSULTING/KFP&C located in Greenwood, Indiana.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Walter has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Walter L Koon Jr. | Walter L Koon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

10/1996-PRESENT,SHARED OFFICE LEASING, (AKA Madison Properties Management, LLC) GREENWOOD, IN, COMMERCIAL RENTAL OF REAL ESTATE,OWNER/MEMBER, NOT INVESTMENT RELATED, 5 HRS/MO. DEVOTED TO BUSINESS, 0 DAILY HRS. DURING SECURITIES TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Lewis Koon JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1991

Experience

Current

July 8, 2010 - Present

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

Office #1: 384 N Madison Ave Ste. 200, Greenwood, IN 46142

RIA

CRD#: 126051

Greenwood, IN

Past

April 2, 2007 - May 20, 2010

WADDELL & REED

CRD#: 866

INDIANAPOLIS, IN

Past

December 12, 2006 - May 20, 2010

WADDELL & REED

RIA

CRD#: 866

INDIANAPOLIS, IN

Past

October 17, 2003 - April 13, 2009

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

RIA

CRD#: 126051

GREENWOOD, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

KOON FINANCIAL PLANNING & CONSULTING | KOON FINANCIAL PLANNING & CONSULTING/KFP&C | KOON FINANCIAL PLANNING & CONSULTING, LLC

CRD#: 126051 / SEC#: 801-132426

RIA

Registered Investment Advisory firm - (9/12/2025 Approved)

Indiana

Registered Investment Advisory firm - (9/23/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(7/8/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/15/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/30/2007

General Securities Representative Examination

Current Firm

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

KOON FINANCIAL PLANNING & CONSULTING | KOON FINANCIAL PLANNING & CONSULTING/KFP&C | KOON FINANCIAL PLANNING & CONSULTING, LLC

CRD#: 126051 / SEC#: 801-132426

RIA

Registered Investment Advisory firm - (9/12/2025 Approved)

Indiana

Registered Investment Advisory firm - (9/23/2025 Terminated)

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Contact information

Main Address

384 N Madison Ave Ste. 200, Greenwood, IN 46142

Mailing Address

Phone number

(317) 887-1714

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KOON FINANCIAL PLANNING & CONSULTING/KFP&C JULY 2025 (7/16/2025)

Regulatory assets under management

Total Number of Accounts	157
AUM (Assets Under Management)	$ 114,507,841

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Walter L. Koon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Lewis Koon JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

WADDELL & REED

WADDELL & REED

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

Primary Firm SEC Registration

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

State Registrations and Notice Filings

Exams

Series 63

Date: 3/15/2007

Series 7

Date: 3/30/2007

Current Firm

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

TRUST BUT VERIFY

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