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WK

Walter L. Koon

KOON FINANCIAL PLANNING & CONSULTING/KFP&C
Greenwood, IN 46142
Some features on this profile are disabled
CRD#: 4649376
WK

Professional summary

Walter Lewis Koon JR., CFP®, who also goes by Walter L Koon Jr., Walter L Koon, is a registered financial advisor currently at KOON FINANCIAL PLANNING & CONSULTING/KFP&C located in Greenwood, Indiana.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Walter has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Walter L Koon Jr. | Walter L Koon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Lewis Koon JR.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 1991

Experience

Current

July 8, 2010 - Present

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

Office #1: 384 N Madison Ave Ste. 200, Greenwood, IN 46142
RIA
CRD#: 126051
Greenwood, IN
Past

April 2, 2007 - May 20, 2010

WADDELL & REED

BD
CRD#: 866
INDIANAPOLIS, IN
Past

December 12, 2006 - May 20, 2010

WADDELL & REED

RIA
CRD#: 866
INDIANAPOLIS, IN
Past

October 17, 2003 - April 13, 2009

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

RIA
CRD#: 126051
GREENWOOD, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KOON FINANCIAL PLANNING & CONSULTING/KFP&C
KOON FINANCIAL PLANNING & CONSULTING | KOON FINANCIAL PLANNING & CONSULTING/KFP&C | KOON FINANCIAL PLANNING & CONSULTING, LLC

CRD#: 126051 / SEC#: 801-132426

RIA
Registered Investment Advisory firm - (9/12/2025 Approved)
Indiana
Registered Investment Advisory firm - (9/23/2025 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Indiana
(7/8/2010)

Exams

State Security Law Exam
RR
Series 63
Date: 3/15/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/30/2007
General Securities Representative Examination

Current Firm

KF
KOON FINANCIAL PLANNING & CONSULTING/KFP&C
KOON FINANCIAL PLANNING & CONSULTING | KOON FINANCIAL PLANNING & CONSULTING/KFP&C | KOON FINANCIAL PLANNING & CONSULTING, LLC

CRD#: 126051 / SEC#: 801-132426

RIA
Registered Investment Advisory firm - (9/12/2025 Approved)
Indiana
Registered Investment Advisory firm - (9/23/2025 Terminated)
PREMIUM
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Contact information

Main Address
384 N Madison Ave Ste. 200, Greenwood, IN 46142
Mailing Address
Phone number
(317) 887-1714
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KOON FINANCIAL PLANNING & CONSULTING/KFP&C FORM ADV PARTS 2A & 2B 2026 (3/10/2026)

Regulatory assets under management

Total Number of Accounts163
AUM (Assets Under Management)$ 146,915,865

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KOON FINANCIAL PLANNING & CONSULTING/KFP&C

CRD#: 126051Greenwood, IN 46142

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