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JS

Jeffrey H. Sussman

FIRST HILL SECURITIES
Centennial, CO 80112
Some features on this profile are disabled
CRD#: 4649343
JS

Professional summary

Jeffrey Harold Sussman is a registered financial professional currently at FIRST HILL SECURITIES, LLC located in Centennial, Colorado.

Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2003. Jeffrey has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jeffrey Harold Sussman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 30, 2013 - Present

FIRST HILL SECURITIES, LLC

Office #1: 6800 S. Dawson Circle, Suite 227, Centennial, CO 80112
BD
CRD#: 166445
Centennial, CO
Past

April 20, 2011 - November 25, 2013

PHILLIPS CAPITAL

BD
CRD#: 3603
DENVER, CO
Past

August 9, 2006 - May 18, 2010

CANTOR FITZGERALD & CO.

BD
CRD#: 134
MINNEAPOLIS, MN
Past

July 21, 2003 - August 1, 2006

CASCADIA CAPITAL, LLC

BD
CRD#: 101020
SEATTLE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(11/13/2013)
RR
Washington
(11/22/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 8/21/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/19/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/18/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FH
FIRST HILL SECURITIES, LLC
FIRST HILL SECURITIES, LLC

CRD#: 166445 / SEC#: , 8-69212

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
6800 S. Dawson Circle, Suite 227, Centennial, CO 80112
Mailing Address
6800 S. Dawson Circle, Suite 127, Centennial, CO 80112
Phone number
(303) 953-1981
Established
Colorado since 10/15/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST HILL PARTNERS, LLCMANAGING MEMBER
KINZER, CAROL ANNFINOP4519471
SUSSMAN, JEFFREY HAROLDMEMBER, CHIEF COMPLIANCE OFFICER4649343
WOOD, RICHARD JAMESMEMBER4012334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST HILL SECURITIES, LLC

CRD#: 166445Centennial, CO 80112

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