Nicholas R. Biddle

OSAIC WEALTH

ST PETE BEACH, FL 33706

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CRD#: 4649317

Professional summary

Nicholas R Biddle, CFP®, who also goes by Nick Biddle, is a registered financial advisor currently at OSAIC WEALTH, INC. located in St Pete Beach, Florida.

Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Nicholas has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nick Biddle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NICK BIDDLE, AGENT POSITION: Agent NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2001 ADDRESS: 251 Corey Ave, St. Pete Beach FL 33706, United States DESCRIPTION: When appropriate, I offer insurance products and services to current and prospective clients. 2. NICK BIDDLE, TAX PREPARER POSITION: Tax Preparer NATURE: The business is tax prep for my existing clients and prospects. Payments will be on a flat fee basis and paid directly to me. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 01/07/2025 ADDRESS: 251 Corey Avenue, St. Pete Beach FL 33706, United States DESCRIPTION: Tax preparation and planning for my existing clients. I will be gathering and processing tax return for my existing and some prospective clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas R Biddle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Nicholas R Biddle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 251 Corey Avenue, St Pete Beach, FL 33706

RIA

CRD#: 23131

ST PETE BEACH, FL

Current

November 3, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 251 Corey Avenue, St Pete Beach, FL 33706

RIA

CRD#: 23131

ST PETE BEACH, FL

Past

October 17, 2017 - November 3, 2023

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ST PETE BEACH, FL

Past

October 17, 2017 - November 3, 2023

FSC SECURITIES CORPORATION

CRD#: 7461

ST PETE BEACH, FL

Past

July 3, 2012 - October 24, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

ST. PETE BEACH, FL

Past

April 13, 2012 - August 1, 2012

ADVANTAGE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 146236

ST. PETE BEACH, FL

Past

August 31, 2010 - October 24, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

ST. PETE BEACH, FL

Past

August 15, 2005 - August 26, 2010

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

ST. PETERSBURG, FL

Past

October 14, 2004 - August 5, 2005

COLONIAL BROKERAGE, INC.

CRD#: 111668

MONTGOMERY, AL

Past

August 29, 2003 - October 13, 2004

AMSOUTH INVESTMENT SERVICES, INC.

CRD#: 15692

BIRMINGHAM, AL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(11/3/2023)

Connecticut
(11/3/2023)

Florida
(11/3/2023)

IAR

Florida
(11/3/2023)

Georgia
(11/3/2023)

IAR

Georgia
(11/3/2023)

Illinois
(11/3/2023)

IAR

Illinois
(11/3/2023)

Kansas
(11/3/2023)

Maryland
(11/3/2023)

IAR

Maryland
(11/3/2023)

Massachusetts
(11/3/2023)

IAR

Massachusetts
(11/3/2023)

Michigan
(11/3/2023)

IAR

Michigan
(11/3/2023)

New Hampshire
(11/3/2023)

IAR

New Hampshire
(11/3/2023)

New Jersey
(11/3/2023)

New York
(11/3/2023)

North Carolina
(11/3/2023)

IAR

North Carolina
(11/3/2023)

Ohio
(11/3/2023)

Oklahoma
(11/3/2023)

Oregon
(11/3/2023)

IAR

Oregon
(11/3/2023)

Pennsylvania
(11/3/2023)

IAR

Pennsylvania
(11/3/2023)

South Carolina
(11/3/2023)

IAR

South Carolina
(11/3/2023)

Texas
(11/3/2023)

IAR

Texas
(11/3/2023)

Virginia
(11/3/2023)

Washington
(11/3/2023)

IAR

Washington
(11/3/2023)

Wisconsin
(11/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/20/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/30/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/28/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/7/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas R. Biddle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas R Biddle's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Nicholas R Biddle's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

NATIONAL PLANNING CORPORATION

ADVANTAGE INVESTMENT MANAGEMENT, LLC

NATIONAL PLANNING CORPORATION

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

COLONIAL BROKERAGE, INC.

AMSOUTH INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/20/2003

SIE

Date: 10/1/2018

Series 7

Date: 11/30/2007

Series 6

Date: 8/28/2003

Series 24

Date: 9/7/2011

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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