Chester A. Schaal
TANDEM WEALTH ADVISORS | Senior Managing Director
PHOENIX, AZ 85004
Some features on this profile are disabled
CRD#: 4649293
Professional summary
Chester Angus Schaal, who also goes by Angus Schaal, C Angus Schaal, is a registered financial advisor currently at TANDEM WEALTH ADVISORS located in Phoenix, Arizona.
Chester is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Chester has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Biography
C. Angus Schaal, Founder and Senior Managing Director, has over 20 years of investment management experience. A CERTIFIED FINANCIAL PLANNER™ professional, he is an honors graduate of Marlboro College, with additional studies at Cleveland State University and Arizona State University. Schaal worked with Victory Capital Management, a former investment subsidiary of Key Bank, where he administered portfolios for individuals, businesses and non-profits. Schaal specializes in streamlining complex investment situations and integrating client values and goals with the most appropriate investment strategies to create low-cost, efficient portfolios. His objective is to preserve, protect and grow the capital of clients so they have the ability to sustain their standard of living during retirement. Schaal has been published in the Journal of Financial Planning and quoted on Forbes.com, InvestmentNews.com, and USAToday.com.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angus Schaal | C Angus Schaal
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Chester Angus Schaal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2011 - Present
TANDEM WEALTH ADVISORS
Office #1: 1850 N. Central Avenue Suite 330, Phoenix, AZ 85004RIA
CRD#: 157794
PHOENIX, AZ
Past
September 24, 2008 - July 1, 2011
DUMONT & BLAKE INVESTMENT ADVISORS LLC
RIA
CRD#: 109318
PRINCETON, NJ
Past
June 5, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 5, 2003 - May 1, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TANDEM WEALTH ADVISORS
TANDEM WEALTH ADVISORS | TANDEM WEALTH ADVISORS, LLC | TANDEM WEALTH ADVISORS LLC
CRD#: 157794 / SEC#: 801-115170
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Arizona
Registered Investment Advisory firm - (6/14/2019 Terminated)California
Registered Investment Advisory firm - (7/14/2019 Terminated)Colorado
Registered Investment Advisory firm - (6/20/2019 Terminated)Florida
Registered Investment Advisory firm - (10/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/14/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/17/2019 Terminated)Texas
Registered Investment Advisory firm - (6/14/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(6/28/2011)
IAR
Texas(8/10/2011)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
TW
TANDEM WEALTH ADVISORS
TANDEM WEALTH ADVISORS | TANDEM WEALTH ADVISORS, LLC | TANDEM WEALTH ADVISORS LLC
CRD#: 157794 / SEC#: 801-115170
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Arizona
Registered Investment Advisory firm - (6/14/2019 Terminated)California
Registered Investment Advisory firm - (7/14/2019 Terminated)Colorado
Registered Investment Advisory firm - (6/20/2019 Terminated)Florida
Registered Investment Advisory firm - (10/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (12/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (6/14/2019 Terminated)Pennsylvania
Registered Investment Advisory firm - (6/17/2019 Terminated)Texas
Registered Investment Advisory firm - (6/14/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1850 N. Central Avenue, Suite 330, Phoenix, AZ 85004
Mailing Address
Phone number
(602) 297-8600
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 673 |
| AUM (Assets Under Management) | $ 223,381,718 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TANDEM WEALTH ADVISORS
Senior Managing DirectorCRD#: 157794Phoenix, AZ 85004TRUST BUT VERIFY
Monitor Chester Schaal
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
