Gregory J. Keating
Professional summary
Gregory Joseph Keating MR is a registered financial professional currently at MERIDIAN EQUITY PARTNERS, INC. located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2003. Gregory has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 25 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Joseph Keating MR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2015 - Present
MERIDIAN EQUITY PARTNERS, INC.
Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038September 12, 2007 - March 21, 2014
LEK SECURITIES CORPORATION
May 29, 2007 - June 3, 2019
JAMES E. COFFEY SECURITIES, INC.
July 8, 2005 - May 29, 2007
TRINITY TRADING CORP.
March 28, 2003 - July 11, 2005
ROCK ISLAND SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/10/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/12/2008
Limited Representative-Equity Trader ExamSeries 25
Date: 9/2/2003
NYSE Trading Assistant ExaminationFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MERIDIAN EQUITY PARTNERS, INC.
CRD#: 133849 / SEC#: , 8-66784
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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