Christopher T. Tolmacs
Professional summary
Christopher Thomas Tolmacs was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Christopher is a previously registered financial advisor and started their career in finance in 2003. Prior to being barred, Christopher had worked at 4 firms, which includes HARBINGER ASSET MANAGEMENT LLC, TRIAD ADVISORS LLC, VOYA FINANCIAL ADVISORS INC., VANGUARD CAPITAL.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 2012 - March 21, 2016
HARBINGER ASSET MANAGEMENT, LLC
April 2, 2008 - March 4, 2016
TRIAD ADVISORS LLC
February 24, 2005 - April 3, 2008
VOYA FINANCIAL ADVISORS, INC.
July 25, 2003 - February 22, 2005
VANGUARD CAPITAL
State Registrations and Notice Filings
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Exams
Current Firm
HARBINGER ASSET MANAGEMENT, LLC
CRD#: 146811 / SEC#: 801-69393
Contact information
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