Brian G. Schmidt

HUDSON DELAWARE PLANNING LLC

Hartsdale, NY

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CRD#: 4648587

Professional summary

Brian George Schmidt, CFP®, who also goes by Brian G Schmidt, is a registered financial advisor currently at HUDSON DELAWARE PLANNING LLC located in Hartsdale, New York.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brian has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian G Schmidt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Redbud Farms LLC / Owns and leases residential real estate / 119 Ridge Rd, Clinton Corners, NY 12514 / Owns and leases residential real estate / Managing Member / President / June 24, 2024 / 15 / 7.5 / Identify & purchase property, find a tenant, address property and/or tenant issues.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian George Schmidt's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 27, 2019 - Present

HUDSON DELAWARE PLANNING LLC

RIA

CRD#: 305105

Hartsdale, NY

Past

June 20, 2017 - July 19, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

GREENWICH, CT

Past

June 1, 2017 - July 19, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

GREENWICH, CT

Past

August 15, 2005 - January 10, 2008

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

JERSEY CITY, NJ

Past

March 4, 2004 - August 22, 2005

NF CLEARING, INC.

CRD#: 14285

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(9/27/2019)

IAR

New York
(3/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/13/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/7/2005

General Securities Principal Examination

Current Firm

HUDSON DELAWARE PLANNING LLC

CRD#: 305105 / SEC#:

Connecticut

Registered Investment Advisory firm - (12/31/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (9/27/2019 Approved)

New York

Registered Investment Advisory firm - (8/15/2019 Approved)

Pennsylvania

Registered Investment Advisory firm - (10/23/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Clinton Corners, NY

Mailing Address

Po Box 3, Stanfordville, NY 12581

Phone number

(917) 488-2000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Brian G. Schmidt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian George Schmidt's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUDSON DELAWARE PLANNING LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

NATIONAL FINANCIAL SERVICES LLC

NF CLEARING, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2017

Series 63

Date: 2/13/2007

SIE

Date: 10/1/2018

Series 7

Date: 6/1/2017

Series 24

Date: 2/7/2005

Current Firm

HUDSON DELAWARE PLANNING LLC

Contact information

Documents

Red Flags

Company Information

HUDSON DELAWARE PLANNING LLC

TRUST BUT VERIFY

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