Rodney N. Sullivan

VESTEER WEALTH MANAGEMENT

CHARLOTTESVILLE, VA

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CRD#: 4648554

Professional summary

Rodney Nelson Sullivan is a registered financial advisor currently at VESTEER WEALTH MANAGEMENT, LLC located in Charlottesville, Virginia.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Rodney has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

University of Virginia Darden Graduate School of Business; Not Investment-related; Charlottesville, VA 22903; Executive Director; 04/2019; 60hrs; Teaching and management RPS Partners, LLC; Investement-related; Charlottesville, VA 22901; Litigation Consulting; Consultant/Owner; 08/2020 8hrs; Consult on general practice of financial wealth management in connection with litigation cases.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Nelson Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2020 - Present

VESTEER WEALTH MANAGEMENT, LLC

RIA

CRD#: 306992

CHARLOTTESVILLE, VA

Past

April 10, 2003 - July 25, 2003

SAFEGUARD SECURITIES, INC.

CRD#: 31256

MAYFIELD HEIGHTS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nebraska
(10/11/2022)

IAR

Texas
(6/7/2023)

IAR

Virginia
(2/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/9/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/8/2003

General Securities Representative Examination

Current Firm

VESTEER WEALTH MANAGEMENT, LLC

CRD#: 306992 / SEC#:

Nebraska

Registered Investment Advisory firm - (10/11/2022 Approved)

Texas

Registered Investment Advisory firm - (5/25/2023 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (2/24/2020 Approved)

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Contact information

Main Address

Charlottesville, VA

Mailing Address

Phone number

(434) 282-1215

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 13,816,174

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodney N. Sullivan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney Nelson Sullivan's CRS (Customer Relationship Summary).

Certified licenses

Experience

VESTEER WEALTH MANAGEMENT, LLC

SAFEGUARD SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/9/2003

Series 7

Date: 4/8/2003

Current Firm

VESTEER WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VESTEER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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