Stephen T. Scott
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Thomas Scott, who also goes by Steve Scott, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2003. Stephen had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2008 - September 18, 2014
PS ASSET MANAGEMENT, INC.
November 9, 2007 - March 4, 2008
AURA ASSET MANAGEMENT, INC.
June 7, 2006 - November 9, 2007
AURA ASSET MANAGEMENT, INC.
February 23, 2006 - August 30, 2006
WOOTTON FINANCIAL GROUP INC
March 27, 2003 - February 24, 2006
AMERICAN MONEY MANAGEMENT GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
PS ASSET MANAGEMENT, INC.
CRD#: 145102 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
