Leslie M. Giordano

LESLIE MARIE GIORDANO

GARDEN CITY, NY 11530

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CRD#: 4648231

Professional summary

Leslie Marie Giordano, ChFC®, CLU®, who also goes by Leslie M. Giordano, is a registered financial advisor currently at LESLIE MARIE GIORDANO located in Garden City, New York.

Leslie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Leslie has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Leslie M. Giordano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. INDEPENDENT GROUP & LIFE AGENCY, INC.; NON-INVESTMENT RELATED; 114 OLD COUNTRY ROAD, STE 520, MINEOLA, NEW YORK, 11501; HEALTH AND LIFE INSURANCE AGENCY & EMPLOYEE BENEFITS CONSULTING; DIRECTOR OF EMPLOYEE BENEFITS; START DATE: 09/1992; 80 HOURS PER MONTH; 2-3 HOURS DURING SECURITIES TRADING HOURS; HEALTH, LIFE, ANNUITY SALES AND CLIENT SERVICING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Marie Giordano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

April 14, 2020 - Present

LESLIE MARIE GIORDANO

Office #1: 1325 Franklin Ave Ste. 255, Garden City, NY 11530

RIA

CRD#: 126274

GARDEN CITY, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LESLIE MARIE GIORDANO

GIORDANO, LESLIE M | LMG ADVISORY SERVICES | LESLIE MARIE GIORDANO

CRD#: 126274 / SEC#: 801-118442

RIA

Registered Investment Advisory firm - (4/14/2020 Approved)

New York

Registered Investment Advisory firm - (4/17/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(4/14/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

LESLIE MARIE GIORDANO

GIORDANO, LESLIE M | LMG ADVISORY SERVICES | LESLIE MARIE GIORDANO

CRD#: 126274 / SEC#: 801-118442

RIA

Registered Investment Advisory firm - (4/14/2020 Approved)

New York

Registered Investment Advisory firm - (4/17/2020 Terminated)

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Contact information

Main Address

1325 Franklin Ave Ste. 255, Garden City, NY 11530

Mailing Address

Phone number

(516) 747-5210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/18/2025)

Regulatory assets under management

Total Number of Accounts	163
AUM (Assets Under Management)	$ 60,099,150

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leslie M. Giordano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leslie Marie Giordano's CRS (Customer Relationship Summary).

Certified licenses

Experience

LESLIE MARIE GIORDANO

Primary Firm SEC Registration

LESLIE MARIE GIORDANO

State Registrations and Notice Filings

Exams

Current Firm

LESLIE MARIE GIORDANO

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LESLIE MARIE GIORDANO

TRUST BUT VERIFY

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