Thomas R. Gasper

TRG CAPITAL MANAGEMENT

RALEIGH, NC 27615

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CRD#: 4648170

Professional summary

Thomas Richard Gasper is a registered financial advisor currently at TRG CAPITAL MANAGEMENT, INC. located in Raleigh, North Carolina.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Thomas has worked at 3 firms and has passed the Series 63, Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Victoria Park, LLC. Investment-related 8321 Six Forks Road Suite 103 Raleigh NC 27615 General Partner of Hedge Fund Position - Managing Member Start Date - August 4, 2011 40 hours/month devoted to Victoria Park 2 hours/day devoted during securities trading hours Managing Member of Hedge Fund

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Richard Gasper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2008 - Present

TRG CAPITAL MANAGEMENT, INC.

Office #1: 8321 Six Forks Road Suite 103, Raleigh, NC 27615

RIA

CRD#: 146674

RALEIGH, NC

Past

January 12, 2007 - April 18, 2008

NBT CAPITAL MANAGEMENT, INC.

RIA

CRD#: 104932

RALEIGH, NC

Past

October 6, 2005 - April 18, 2008

CADARET, GRANT & CO., INC.

CRD#: 10641

RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(6/19/2020)

IAR

New York
(8/23/2021)

IAR

North Carolina
(4/18/2008)

IAR

Pennsylvania
(12/9/2015)

IAR

South Carolina
(8/14/2023)

IAR

Texas
(4/22/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/1/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/7/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 10/5/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TRG CAPITAL MANAGEMENT, INC.

TRG CAPITAL MANAGEMENT | TRG CAPITAL MANAGEMENT, INC. | TRG CAPITAL MANAGEMENT INCORPORATED

CRD#: 146674 / SEC#:

Florida

Registered Investment Advisory firm - (6/19/2020 Approved)

New York

Registered Investment Advisory firm - (4/18/2008 Approved)

North Carolina

Registered Investment Advisory firm - (4/17/2008 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/9/2015 Approved)

South Carolina

Registered Investment Advisory firm - (8/14/2023 Approved)

Texas

Registered Investment Advisory firm - (4/18/2008 Conditional Restricted)

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Contact information

Main Address

8321 Six Forks Road Suite 103, Raleigh, NC 27615

Mailing Address

Phone number

(919) 239-4163

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	350
AUM (Assets Under Management)	$ 103,335,390

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/09/2025	Cover Page	Report
09/10/2024	Cover Page	Report
09/19/2023	Cover Page	Report
09/08/2023	Cover Page	Report
10/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas R. Gasper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Richard Gasper's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRG CAPITAL MANAGEMENT, INC.

NBT CAPITAL MANAGEMENT, INC.

CADARET, GRANT & CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 8/1/2005

Series 65

Date: 10/7/2003

Series 6

Date: 10/5/2005

Current Firm

TRG CAPITAL MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRG CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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