MH
Michael D. Hodgson
LVZ
Rock Hill, NY
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CRD#: 4648088
MH
Professional summary
Michael David Hodgson is a registered financial advisor currently at LVZ, INC. located in Rock Hill, New York.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Michael has worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SAFE HARBOR INVESTMENTS INC POSITION: President NATURE: Insurance- Fixed Life & Long Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/24/2009 ADDRESS: 4200 Regent Street, Suite 200, Columbus OH 43219 DESCRIPTION: President of S-Corp. Fixed insurance and long term care. 2) COASTLINE CAPITAL MANAGEMENT POSITION: Owner NATURE: DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 04/05/2017 ADDRESS: 4200 Regent Street, Suite 200, Columbus OH 43219, United States DESCRIPTION: DBA offering security and investment advisory services. 3) Michael Hodgson; NATURE: INSURANCE; INVESTMENT RELATED: Yes; ADDRESS: 4200 Regent Street, Suite 200, Columbus OH 43219 POSITION: AGENT; NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/24/2009 DESCRIPTION: Fixed Insurance, Life Insurance and Fixed Index Annuities.
CRS (Client Relationship Summary) - RIA
Click below to view Michael David Hodgson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2021 - Present
LVZ, INC.
Office #3: 4200 Regent Street, Ste 200, Columbus, OH 43219RIA
CRD#: 124228
Rock Hill, NY
Past
March 11, 2009 - July 20, 2021
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
COLUMBUS, OH
Past
March 2, 2009 - July 20, 2021
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
COLUMBUS, OH
Past
January 2, 2009 - March 4, 2009
ALLIED BEACON PARTNERS, INC.
BD
CRD#: 46227
NEWARK, OH
Past
September 26, 2007 - March 4, 2009
ADVANCED PLANNING CAPITAL CORPORATION
RIA
CRD#: 143678
E. SETAUKET, NY
Past
March 7, 2006 - December 31, 2008
ADVANCED PLANNING SECURITIES, INC.
BD
CRD#: 14382
NEWARK, OH
Past
July 22, 2003 - March 17, 2006
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 22, 2003 - March 17, 2006
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
April 11, 2003 - July 8, 2003
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LI
LVZ, INC.
HERITAGE FINANCIAL PLANNING | LVZ, INC. | LVZ MARKETING GROUP LLC | LVZ INVESTMENT MANAGEMENT | LVZ FINANCIAL PLANNING | LVZ ADVISORS, INC. | LVZ ADVISORS | LORENCE ASSET MANAGEMENT LTD,DBA HERITAGE FINANCIAL PLANNING | LORENCE & VANDER ZWART | J. LORENCE & ASSOCIATES
CRD#: 124228 / SEC#: 801-66772
RIA
Registered Investment Advisory firm - (5/17/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(7/19/2021)
IAR
Ohio(12/24/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LI
LVZ, INC.
HERITAGE FINANCIAL PLANNING | LVZ, INC. | LVZ MARKETING GROUP LLC | LVZ INVESTMENT MANAGEMENT | LVZ FINANCIAL PLANNING | LVZ ADVISORS, INC. | LVZ ADVISORS | LORENCE ASSET MANAGEMENT LTD,DBA HERITAGE FINANCIAL PLANNING | LORENCE & VANDER ZWART | J. LORENCE & ASSOCIATES
CRD#: 124228 / SEC#: 801-66772
RIA
Registered Investment Advisory firm - (5/17/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
240 South River Avenue, Holland, MI 49423
Mailing Address
Phone number
(616) 394-4994
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,242 |
| AUM (Assets Under Management) | $ 969,207,213 |
Red Flags
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