John F. Whitcomb
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Fredric Whitcomb JR, who also goes by Jack Whitcomb, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1961. John had worked at 10 firms and has passed the Series 63, Series 3, PC, Series 1, Series 8 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2012 - December 20, 2016
TRUVESTMENTS CAPITAL LLC
June 11, 2009 - January 20, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 4, 1999 - October 10, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 4, 1999 - January 20, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 12, 1996 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
August 10, 1989 - June 24, 1996
DAIN RAUSCHER INCORPORATED
February 13, 1984 - September 1, 1989
FIRST UNION CAPITAL MARKETS CORP.
June 20, 1978 - August 16, 1979
PRUDENTIAL EQUITY GROUP, LLC
March 15, 1977 - June 19, 1978
DREXEL BURNHAM LAMBERT INCORPORATED
February 19, 1976 - March 26, 1977
CREDIT SUISSE SECURITIES (USA) LLC
February 23, 1961 - April 2, 1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/16/1984
AMEX Put and Call ExamSeries 1
Date: 9/17/1958
Registered Representative ExaminationSeries 8
Date: 2/16/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Series 40
Date: 12/6/1976
Registered Principal ExaminationCurrent Firm
TRUVESTMENTS CAPITAL LLC
CRD#: 149094 / SEC#: 801-69863
Contact information
Red Flags
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