Henry G. Koziol

FM FINANCIAL SERVICES

BUFFALO, NY 14202

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CRD#: 4648030

Professional summary

Henry G Koziol JR., who also goes by Henry George Koziol Jr., Henry George Koziol, Jr., is a registered financial advisor currently at FM FINANCIAL SERVICES, LLC located in Buffalo, New York.

Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Henry has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Henry George Koziol Jr. | Henry George Koziol, Jr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry G Koziol JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 29, 2021 - Present

FM FINANCIAL SERVICES, LLC

Office #1: 424 Main Street Suite 800, Buffalo, NY 14202

RIA

CRD#: 316893

BUFFALO, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/29/2021)

IAR

North Carolina
(11/30/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FM FINANCIAL SERVICES, LLC

CRD#: 316893 / SEC#:

New York

Registered Investment Advisory firm - (10/29/2021 Approved)

North Carolina

Registered Investment Advisory firm - (11/30/2021 Approved)

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Contact information

Main Address

424 Main Street Suite 800, Buffalo, NY 14202

Mailing Address

Phone number

(716) 847-2651

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Henry G. Koziol

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Henry G Koziol JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

FM FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Current Firm

FM FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

FM FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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