Michael Dicupe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Dicupe, who also goes by Michael Steven Dicupe, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 16 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2021 - December 11, 2023
CRAFT CAPITAL MANAGEMENT LLC
December 10, 2019 - November 20, 2020
SW FINANCIAL
April 24, 2019 - December 17, 2019
WORDEN CAPITAL MANAGEMENT LLC
June 1, 2018 - December 4, 2018
REID & RUDIGER LLC
April 26, 2017 - April 4, 2018
SPARTAN CAPITAL SECURITIES, LLC
October 2, 2014 - June 2, 2015
DAWSON JAMES SECURITIES, INC.
April 24, 2014 - October 6, 2014
REALTA EQUITIES, INC.
July 16, 2013 - May 23, 2014
JOHN CARRIS INVESTMENTS LLC
October 18, 2011 - July 15, 2013
CAPE SECURITIES INC.
August 25, 2010 - October 24, 2011
BUCKMAN, BUCKMAN & REID, INC.
April 16, 2010 - August 4, 2010
PRESTIGE FINANCIAL CENTER, INC.
February 25, 2009 - April 15, 2010
PRESTIGE FINANCIAL CENTER, INC.
September 18, 2008 - February 27, 2009
MCGINN, SMITH & CO., INC.
January 18, 2007 - September 17, 2008
PRESTIGE FINANCIAL CENTER, INC.
April 17, 2006 - June 12, 2006
JOSEPH STEVENS & CO., INC.
July 6, 2005 - August 26, 2005
LEGEND MERCHANT GROUP, INC.
May 16, 2005 - May 31, 2005
CHICAGO INVESTMENT GROUP, LLC
August 28, 2003 - January 31, 2005
OPPENHEIMER & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CRAFT CAPITAL MANAGEMENT LLC
CRD#: 171350 / SEC#: , 8-69455
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.