Frederick N. Kotovic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frederick Norman Kotovic, who also goes by Frederick N Kotour, Frederick N Kotovic, was a registered financial professional .
Frederick is a previously registered financial professional and started their career in finance in 2007. Frederick had worked at 1 firm and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2007 - May 10, 2019
AGENCY TRADING GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/27/2007
Limited Representative-Equity Trader ExamCurrent Firm
AGENCY TRADING GROUP, INC.
CRD#: 108887 / SEC#: , 8-53088
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
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