SH
Stephen L. Hanley
EVERGREEN WEALTH MANAGEMENT
Perrysburg, OH 43551
Some features on this profile are disabled
CRD#: 4647573
SH
Professional summary
Stephen Lawrence Hanley is a registered financial advisor currently at EVERGREEN WEALTH MANAGEMENT, LLC located in Perrysburg, Ohio.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Stephen has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Evergreen Capital Funds, LLC; investment related: Yes; Location of the business: 27121 Oakmead Dr. Suite B. Perrysburg, OH 43551; Description of the business: Evergreen Capital Funds, LLC is the general partner to the Evergreen Capital Appreciation, LP. The Hedge Fund is structured as a Private Investment Partnership. The partnership's objective is to achieve a long-term capital appreciation for investors. The Partnership seeks to achieve this objective by investing the Partnership's assets based on the general principles of value investing.
The Partnership is not registered as an investment company under the Investment Company Act of 1940, as amended (the "Investment Company Act"), in reliance upon Section 3(c)(1) thereof.; Position Title: Managing Member, General Partner;
Responsibilities Duties: General Partner is primarily responsible for the management of the Partnership.; Start date with business: 01/2021; Hours devoted to business during trading hours: 20; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Lawrence Hanley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 13, 2015 - Present
EVERGREEN WEALTH MANAGEMENT, LLC
Office #1: 27121 Oakmead Dr. - Suite B, Perrysburg, OH 43551RIA
CRD#: 174090
Perrysburg, OH
Past
February 20, 2015 - April 9, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
WILLIAMSTON, MI
Past
August 25, 2010 - January 14, 2015
CAMELOT PORTFOLIOS, LLC
RIA
CRD#: 145918
MAUMEE, OH
Past
January 9, 2008 - January 6, 2010
CAMELOT PORTFOLIOS, LLC
RIA
CRD#: 145918
MAUMEE, OH
Past
April 17, 2003 - December 2, 2014
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
MAUMEE, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EVERGREEN WEALTH MANAGEMENT, LLC
EVERGREEN WEALTH MANAGEMENT | HANLEY, STEPHEN | EVERGREEN WEALTH MANAGEMENT, LLC
CRD#: 174090 / SEC#: 801-125737
RIA
Registered Investment Advisory firm - (5/27/2022 Approved)Florida
Registered Investment Advisory firm - (6/20/2022 Terminated)Michigan
Registered Investment Advisory firm - (6/30/2022 Terminated)Ohio
Registered Investment Advisory firm - (6/21/2022 Terminated)Texas
Registered Investment Advisory firm - (6/20/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(8/3/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
EW
EVERGREEN WEALTH MANAGEMENT, LLC
EVERGREEN WEALTH MANAGEMENT | HANLEY, STEPHEN | EVERGREEN WEALTH MANAGEMENT, LLC
CRD#: 174090 / SEC#: 801-125737
RIA
Registered Investment Advisory firm - (5/27/2022 Approved)Florida
Registered Investment Advisory firm - (6/20/2022 Terminated)Michigan
Registered Investment Advisory firm - (6/30/2022 Terminated)Ohio
Registered Investment Advisory firm - (6/21/2022 Terminated)Texas
Registered Investment Advisory firm - (6/20/2022 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
319 W Grand River Ave, Williamston, MI 48895
Mailing Address
Phone number
(517) 655-2118
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,458 |
| AUM (Assets Under Management) | $ 211,031,724 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
