Tristan R. Lewis

OBJECTIVE CAPITAL MANAGEMENT

Pepper Pike, OH 44122

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CRD#: 4647376

Professional summary

Tristan Robert Lewis, who also goes by Tristan R Lewis, is a registered financial advisor currently at OBJECTIVE CAPITAL MANAGEMENT, LLC located in Pepper Pike, Ohio.

Tristan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Tristan has worked at 6 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tristan R Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARTNER AT OBJECTIVE CAPITAL MANAGEMENT, AN UNAFFILIATED RIA. MEMBER OF ADVISORY BOARD FOR WELDED TUBES, INC. NON INVESTMENT RELATED. FOUR TWO HOUR MEETINGS PER YEAR.EXECUTING FUTURES/COMMODITIES THROUGH INTERACTIVE BROKERS - SUBJECT TO EXEMPLTION RULE OF EXCHANGE. POSSIBLE 10 HRS WEEK - DONE UNDER THEIR RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tristan Robert Lewis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2011 - Present

OBJECTIVE CAPITAL MANAGEMENT, LLC

Office #1: 29325 Chagrin Blvd Suite 204, Pepper Pike, OH 44122

OBJECTIVE CAPITAL MANAGEMENT | OCM PRIVATE WEALTH | OBJECTIVE CAPITAL MANAGEMENT, LLC

CRD#: 156013 / SEC#: 801-114315

RIA

Registered Investment Advisory firm - (11/21/2018 Approved)

New York

Registered Investment Advisory firm - (1/15/2019 Terminated)

Ohio

Registered Investment Advisory firm - (1/15/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/20/2023)

IAR

Ohio
(1/20/2011)

IAR

Texas
(4/4/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/11/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/23/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 2/6/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/28/2003

General Securities Representative Examination

Current Firm

OBJECTIVE CAPITAL MANAGEMENT, LLC

OBJECTIVE CAPITAL MANAGEMENT | OCM PRIVATE WEALTH | OBJECTIVE CAPITAL MANAGEMENT, LLC

CRD#: 156013 / SEC#: 801-114315

RIA

Registered Investment Advisory firm - (11/21/2018 Approved)

New York

Registered Investment Advisory firm - (1/15/2019 Terminated)

Ohio

Registered Investment Advisory firm - (1/15/2019 Terminated)

Texas

Registered Investment Advisory firm - (1/15/2019 Terminated)

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Contact information

Main Address

29325 Chagrin Blvd Suite 204, Pepper Pike, OH 44122

Mailing Address

Phone number

(216) 469-1231

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OBJECTIVE CAPITAL MANAGEMENT, LLC ADV BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	603
AUM (Assets Under Management)	$ 304,740,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tristan R. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tristan Robert Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPIRE SECURITIES, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

OBJECTIVE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/11/2007

Series 63

Date: 9/23/2003

Series 3

Date: 2/6/2004

Series 7

Date: 5/28/2003

Current Firm

OBJECTIVE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OBJECTIVE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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