Gregory Alan Johnson

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years registered in the securities industry

Current & Past Employments

Current

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

1567 13th Street, Belle Plaine, IA 52208

November 2, 2018 - Present

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

1567 13th Street, Belle Plaine, IA 52208

November 2, 2018 - Present

Past

SIGNATOR INVESTORS, INC.Past·CRD# 468

RIA

Belle Plaine, IA

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.Past·CRD# 468

BD

Belle Plaine, IA

May 13, 2016 - November 2, 2018

TRANSAMERICA FINANCIAL ADVISORS, LLCPast·CRD# 16164

RIA

Cedar Rapids, IA

July 26, 2006 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLCPast·CRD# 16164

BD

Cedar Rapids, IA

April 15, 2003 - May 13, 2016

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Current Firm

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone Number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (11/6/2026)

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER	—
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
REID, SHANNON	CEO, PRESIDENT, DIRECTOR	4815189
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory Assets Under Management

Total Number of Accounts

850,797

AUM (Assets Under Management)

$234,858,518,740

Disclosures

Regulatory Event

51

Arbitration

31

Bond

7

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. TRIPLE J INSURANCE Pos: President/Agent | Nature: C-Corp, subsidiary of Rush Insurance | Investment Related: Yes | Hrs: 10 | Sec Hrs: 10 | Start: 3/1/16 Addy: Belle Plaine, IA 52208 Desc: Receives commissions from property & casualty insurance sales through Rush Insurance 2. EASTRIDGE ACRES Pos: President/Treasurer | Nature: HOA | Investment Related: No | Hrs: 1 | Sec Hrs: 0 | Start: 1/1/14 Addy: Belle Plaine, IA 52208 Desc: Conduct meetings, pay bills, and file state reports 3. POA FOR MARSHA JOHNSON Pos: Power of Attorney | Nature: POA for spouse | Investment Related: No | Hrs: 0 | Sec Hrs: 0 | Start: 3/1/13 Addy: Belle Plaine, IA 52208 Desc: Serves as Power of Attorney 4. RUSH INSURANCE INC. Pos: Secretary | Nature: C-Corp | Investment Related: Yes | Hrs: 2 | Sec Hrs: 2 | Start: 3/1/16 Addy: Mount Vernon, IA 52314 Desc: Parent company of Triple J Insurance; established to properly allocate commissions 5. JOHNSON FINANCIAL SOLUTIONS, INC. Pos: Owner | Nature: S-Corp | Investment Related: Yes | Hrs: 5 | Sec Hrs: 5 | Start: 1/1/07 Addy: Belle Plaine, IA 52208 Descript: Corporate entity used primarily for tax purposes; no business conducted under this name 6.GREG JOHNSON POS: Owner NATURE: Sole Proprietor with spouse in ownership of our office building which my company JFS Inc pays rent to us for the use of the building. Receive rental income from farm operation owned and operated by my brother. I have no interest in the farm operation. INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 1 START DATE: 7/1/06 ADDY: Belle Plaine IA 52208 DESCRIPT: My wife and I own the building in which we have our office and Johnson Financial Solutions Inc pays us a rent for the use of this building. I own farm ground that was gifted to me by my father 7. SENTINEL FINANCIAL GROUP POS: advisor/agent NATURE: Marketing/DBAname- as listed on agency website- do not use outside of agency INVESTMENT RELATED: Yes # OF HRS: 4 SECURITIES TRADING HRS: 2 START DATE: 6/1/02 ADDY: Hiawatha IA 52233 DESCRIPT: Just use the Sentinel Financial Group for marketing purposes and utilize their office to hold client meetings 8. TRIPLE J HOLDINGS LLC Pos: President/Manager | Nature: LLC formed to purchase farm ground | Investment Related: Yes | Hrs: 1 | Sec Hrs: 1 | Start: 12/4/23 Addy: Belle Plaine, IA 52208 Descript: Oversees rental arrangements, upkeep, and potential sale/development of farmland 9. VANTAGUS COACHING Pos: Owner/Coach | Nature: Financial advisor coaching business | Investment Related: No | Hrs: 10 | Sec Hrs: 10 | Start: 8/1/24 Addy: Belle Plaine, IA 52208 Descript: Coaches advisors and recruits participants through public speaking and outreach 10. VANTAGUS WEALTH (FIXED) Pos: Agent | Nature: Fixed insurance sales | Investment Related: Yes | Hrs: 160 | Sec Hrs: 160 | Start: 6/16/25 Addy: Belle Plaine, IA 52208 Descript: Sales agent for fixed insurance products 11. VANTAGUS WEALTH Pos: Owner | Nature: DBA for insurance and securities business | Investment Related: Yes | Hrs: 160 | Sec Hrs: 160 | Start: 7/1/25 Addy: Belle Plaine, IA 52208 Descript: DBA for insurance and investment activities 12. FORTUNAIRE FOUNDATION Pos: Board Member | Nature: Community foundation supporting local communities | Investment Related: No | Hrs: 2 | Sec Hrs: 2 | Start: 3/1/26 Addy: Belle Plaine, IA 52208 Descript: Attends board meetings and leads community service award selection committee 13. POA FOR JO JOHNSON Pos: Power of Attorney | Nature: POA for mother following father's death in March 2025 | Investment Related: Yes | Hrs: 0 | Sec Hrs: 0 | Start: 3/12/25 Addy: Belle Plaine, IA 52208 Descript: No current time commitment required 14. JOHNSON REAL ESTATE TRUST Pos: Co-Trustee | Nature: Irrevocable trust managing farm land contracts | Investment Related: Yes | Hrs: 1 | Sec Hrs: 1 | Start: 3/1/25 Addy: 7839 11th Ave Trail, Belle Plaine, IA 52208 Descript: Collects contract payments, distributes funds to Jo Johnson, and files annual trust tax returns

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Arkansas
(4/28/2020)

RR

California
(1/17/2020)

RR

Colorado
(11/2/2018)

RR

Delaware
(7/18/2023)

RR

Florida
(11/2/2018)

RR

Georgia
(8/3/2019)

RR

Iowa
(11/2/2018)

IAR

Iowa
(11/2/2018)

RR

Kansas
(11/2/2018)

RR

Kentucky
(12/7/2021)

RR

Maryland
(2/3/2023)

RR

Minnesota
(8/15/2022)

RR

Missouri
(11/2/2018)

RR

New York
(11/2/2018)

RR

Oregon
(1/17/2020)

RR

South Carolina
(11/2/2018)

RR

Tennessee
(2/3/2023)

RR

Texas
(11/2/2018)

IAR

Texas
(6/10/2024)

RR

Utah
(6/18/2020)

RR

Wisconsin
(11/2/2018)

RR

Wyoming
(11/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.