Michael D. Mulcahy

KINGS PATH PARTNERS LLC

SUGAR LAND, TX 77478-4212

Some features on this profile are disabled

CRD#: 4647207

Professional summary

Michael Dennis Mulcahy is a registered financial advisor currently at KINGS PATH PARTNERS LLC located in Sugar Land, Texas.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MICHAEL DENNIS MULCAHY PROVIDES GENERAL MANAGEMENT CONSULTING SERVICES FOR BUSINESSES. Kings Path Services SD, LLC, Michael Mulcahy is President from 1/22 to Present. Investment Related Business established in South Dakota. Owner of KPP Real Estate LLC. Not investment-related. Start Date: 10/2024 to Present. Location: Sugarland, Texas. 5 Hours Per Month, Not during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dennis Mulcahy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2015 - Present

KINGS PATH PARTNERS LLC

Office #1: 206 Brooks Street, Sugar Land, TX 77478-4212

RIA

CRD#: 269876

SUGAR LAND, TX

Past

May 23, 2012 - May 29, 2015

FORESIDE FUND SERVICES, LLC

CRD#: 46106

HOUSTON, TX

Past

March 25, 2009 - June 1, 2015

BRIDGEWAY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 111441

HOUSTON, TX

Past

January 2, 2004 - July 12, 2010

FORESIDE FUND SERVICES, LLC

CRD#: 46106

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINGS PATH PARTNERS LLC

CRD#: 269876 / SEC#: 801-107995

RIA

Registered Investment Advisory firm - (6/17/2016 Approved)

Texas

Registered Investment Advisory firm - (6/29/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/23/2009

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/30/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/29/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/7/2003

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 3/25/2004

Investment Company Products/Variable Contracts Principal Examination

Current Firm

KINGS PATH PARTNERS LLC

CRD#: 269876 / SEC#: 801-107995

RIA

Registered Investment Advisory firm - (6/17/2016 Approved)

Texas

Registered Investment Advisory firm - (6/29/2016 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

206 Brooks Street, Sugar Land, TX 77478-4212

Mailing Address

Phone number

(832) 500-3101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - KINGS PATH PARTNERS (1/21/2025)

KANEN HELBIG ADV 2B (1/21/2025)

MATTHEW TIPTON ADV 2B (1/21/2025)

MICHAEL DENIS MULCAHY ADV 2B (1/21/2025)

MICHAEL MULCAHY II ADV 2B (1/21/2025)

Regulatory assets under management

Total Number of Accounts	506
AUM (Assets Under Management)	$ 1,270,242,682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

EDWARD JONES

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael D. Mulcahy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Dennis Mulcahy's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORESIDE FUND SERVICES, LLC

BRIDGEWAY CAPITAL MANAGEMENT, LLC

FORESIDE FUND SERVICES, LLC

Primary Firm SEC Registration

KINGS PATH PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/23/2009

Series 63

Date: 5/30/2003

SIE

Date: 5/29/2015

Series 6

Date: 5/7/2003

Series 26

Date: 3/25/2004

Current Firm

KINGS PATH PARTNERS LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINGS PATH PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors