Edward P. Fleming

FLEMING WEALTH MANAGEMENT

Johns Creek, GA 30097

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CRD#: 4647201

Professional summary

Edward Phillip Fleming, AIF® is a registered financial advisor currently at FLEMING WEALTH MANAGEMENT, LLC located in Johns Creek, Georgia.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Edward has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Phillip Fleming's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

December 9, 2004 - Present

FLEMING WEALTH MANAGEMENT, LLC

Office #1: 11555 Medlock Bridge Road Suite 100, Johns Creek, GA 30097

RIA

CRD#: 133557

Johns Creek, GA

Past

March 24, 2003 - January 14, 2005

PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC

RIA

CRD#: 110974

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(12/9/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FLEMING WEALTH MANAGEMENT, LLC

CRD#: 133557 / SEC#: 801-66551

RIA

Registered Investment Advisory firm - (6/28/2012 Terminated)

Georgia

Registered Investment Advisory firm - (5/4/2012 Approved)

Texas

Registered Investment Advisory firm - (8/16/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11555 Medlock Bridge Road Suite 100, Johns Creek, GA 30097

Mailing Address

Phone number

(678) 597-4254

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	48
AUM (Assets Under Management)	$ 77,878,531

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward P. Fleming

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Phillip Fleming's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLEMING WEALTH MANAGEMENT, LLC

PRICEWATERHOUSECOOPERS INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Current Firm

FLEMING WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FLEMING WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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