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MS

Michelle L. Silva

Some features on this profile are disabled
CRD#: 4646976
MS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michelle Lynn Silva, who also goes by Michelle Lynn Morris, was a registered financial professional .

Michelle is a previously registered financial professional and started their career in finance in 2007. Michelle had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michelle Lynn Morris

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 15, 2016 - June 12, 2017

TD AMERITRADE, INC.

BD
CRD#: 7870
FORT WORTH, TX
Past

June 20, 2014 - November 5, 2014

LPL FINANCIAL LLC

BD
CRD#: 6413
SOUTHLAKE, TX
Past

January 2, 2014 - June 20, 2014

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
SOUTHLAKE, TX
Past

January 2, 2014 - June 20, 2014

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
SOUTHLAKE, TX
Past

July 26, 2011 - October 11, 2013

USAA FINANCIAL PLANNING SERVICES

RIA
CRD#: 106352
ADDISON, TX
Past

July 26, 2011 - October 11, 2013

USAA FINANCIAL ADVISORS, INC.

BD
CRD#: 129035
ADDISON, TX
Past

July 23, 2010 - December 31, 2010

VSR FINANCIAL SERVICES, INC.

RIA
CRD#: 14503
FORT WORTH, TX
Past

May 5, 2010 - December 31, 2010

VSR FINANCIAL SERVICES, INC.

BD
CRD#: 14503
FORT WORTH, TX
Past

January 17, 2008 - May 19, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
ASHLAND, VA
Past

January 14, 2008 - May 19, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ASHLAND, VA
Past

September 17, 2007 - December 14, 2007

TD AMERITRADE, INC.

RIA
CRD#: 7870
FORT WORTH, TX
Past

September 17, 2007 - December 14, 2007

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
FORT WORTH, TX
Past

April 9, 2007 - December 14, 2007

TD AMERITRADE, INC.

BD
CRD#: 7870
FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/11/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/24/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/12/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/5/2007
General Securities Representative Examination

Current Firm

TD AMERITRADE, INC.
TD AMERITRADE, INC.
TD AMERITRADE, INC. | WATERHOUSE SECURITIES, INC. | TD WATERHOUSE INVESTOR SERVICES, INC. | TD WATERHOUSE INVESTOR SERVICES, INC.

CRD#: 7870 / SEC#: 801-60469, 8-23395

BD
Terminated by SEC on 09/17/2024
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Contact information

Main Address
200 South 108th Avenue, Omaha, NE 68154
Mailing Address
Phone number
(800) 669-3900
Established
New York since 09/29/1978
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
5,840

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TD AMERITRADE ONLINE HOLDINGS LLC.OWNER
KONOP, LYNN MARIECHIEF COMPLIANCE OFFICER - BD1216310
KOSTULIAS, JAMES ROBERTPRESIDENT3091009
STARR, JEFFREY HAROLDMANAGING DIRECTOR, OPERATIONS4700461
THOMPSON, AARON MARKCHIEF FINANCIAL OFFICER/FINOP6483170

Disclosures

Regulatory Event79
Civil Event1
Arbitration145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CRD#: 7870

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