Ryan E. Winrick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ryan Edward Winrick, who also goes by Ryan E. Winrick, was a registered financial professional .
Ryan is a previously registered financial professional and started their career in finance in 2004. Ryan had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 22, 2025 - July 14, 2026
MIDWEST FINANCIAL GROUP LLC
March 3, 2014 - November 4, 2024
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
October 16, 2009 - March 3, 2014
GUGGENHEIM DISTRIBUTORS, LLC
January 23, 2004 - October 21, 2009
SECURITY DISTRIBUTORS
Primary Firm SEC Registration
MIDWEST FINANCIAL GROUP LLC
CRD#: 175288 / SEC#: 801-81177
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDWEST FINANCIAL GROUP LLC
CRD#: 175288 / SEC#: 801-81177
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,328 |
| AUM (Assets Under Management) | $ 477,818,932 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
