JK
James S. Knapp
BOYUM WEALTH ARCHITECTS LLC
BLOOMINGTON, MN 55425
Some features on this profile are disabled
CRD#: 4646507
JK
Professional summary
James Shannon Knapp, CFP® is a registered financial advisor currently at BOYUM WEALTH ARCHITECTS LLC located in Bloomington, Minnesota.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. James has worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Mr. Knapp is the Managing Member of Hudson Medical Center Investment Group, LLC ("Company"), 55 5th Street East, #1020, St. Paul, MN 55101 as of September 3, 2021. A Minnesota Limited Liability Company formed to aggregate investor capital to invest, indirectly, in Hudson Medical Center, a to-be constructed outpatient center located in Hudson, WI. As a Managing Member, Mr. Knapp will manage the Company and have exclusive authority to manage, control and conduct virtually all aspects of the day-to-day business of the Company. Mr. Knapp is compensated for this position by holding 50% of the issued and outstanding Class B Units with the right to participate in the distributions of the Company. He will also be reimbursed for expenses as incurred. He spends approximately 5 hours per quarter, during trading hours, on activities related to being the Managing Member of this entity.
CRS (Client Relationship Summary) - RIA
Click below to view James Shannon Knapp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
November 12, 2013 - Present
BOYUM WEALTH ARCHITECTS LLC
Office #1: 3050 Metro Drive Suite 200, Bloomington, MN 55425RIA
CRD#: 161261
BLOOMINGTON, MN
Past
June 2, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
June 2, 2003 - April 25, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ARDEN HILLS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BOYUM WEALTH ARCHITECTS LLC
BOYUM WEALTH ARCHITECTS LLC | SPANNING GENERATIONS | HERITAGE WEALTH ARCHITECTS, LLC | HERITAGE WEALTH ARCHITECTS, INC. | GAMMA PLANS
CRD#: 161261 / SEC#: 801-112783
RIA
Registered Investment Advisory firm - (4/6/2018 Approved)Minnesota
Registered Investment Advisory firm - (4/11/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(11/12/2013)
IAR
Texas(3/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
BW
BOYUM WEALTH ARCHITECTS LLC
BOYUM WEALTH ARCHITECTS LLC | SPANNING GENERATIONS | HERITAGE WEALTH ARCHITECTS, LLC | HERITAGE WEALTH ARCHITECTS, INC. | GAMMA PLANS
CRD#: 161261 / SEC#: 801-112783
RIA
Registered Investment Advisory firm - (4/6/2018 Approved)Minnesota
Registered Investment Advisory firm - (4/11/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3050 Metro Drive Suite 200, Bloomington, MN 55425
Mailing Address
Phone number
(651) 289-6444
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 829 |
| AUM (Assets Under Management) | $ 316,247,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
