Harry G. Whelan

WHELAN CAPITAL MANGEMENT

REDWOOD CITY, CA 94063

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CRD#: 464637

Professional summary

Harry Gabriel Whelan III, who also goes by H. Gabe Whelan, Harry Gabriel Whelan, is a registered financial advisor currently at WHELAN CAPITAL MANGEMENT located in Redwood City, California.

Harry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Harry has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

H. Gabe Whelan | Harry Gabriel Whelan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MIRAMAR RESTARAUNT 131 MIRADA RD. HALF MOON BAY, CA 94109 RESTARAUNT, NON INVESTMENT RELATED HOURS PER MONTH: 20 HOURS DURING MARKET HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Gabriel Whelan III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2015 - Present

WHELAN CAPITAL MANGEMENT

Office #1: 702 Marshall St. Suite 306, Redwood City, CA 94063Office #2: 261 Hamitton Ave, Palo Alto, CA 94301

RIA

CRD#: 107216

REDWOOD CITY, CA

Past

July 8, 2013 - December 31, 2014

WHELAN CAPITAL MANGEMENT

RIA

CRD#: 107216

PALO ALTO, CA

Past

July 21, 2005 - December 31, 2012

WHELAN CAPITAL MANGEMENT

RIA

CRD#: 107216

PALO ALTO, CA

Past

April 16, 1997 - December 31, 2009

ENCINAL CAPITAL GROUP, LLC

RIA

CRD#: 134399

PALO ALTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/9/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

WHELAN CAPITAL MANGEMENT

WHELAN & GRATNY CAPITAL MANAGEMENT INC | WHELAN CAPITAL MANGEMENT | WHELAN CAPITAL MANAGEMENT, INC. | WHELAN CAPITAL MANAGEMENT

CRD#: 107216 / SEC#: 801-39912

RIA

Registered Investment Advisory firm - (9/2/2011 Terminated)

California

Registered Investment Advisory firm - (2/9/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

707 Menlo Ave Suite 200, Menlo Park, CA 94025

Mailing Address

1390 Garden Lane, Menlo Park, CA 94025

Phone number

(650) 722-0258

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 10,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Harry G. Whelan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harry Gabriel Whelan III's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHELAN CAPITAL MANGEMENT

WHELAN CAPITAL MANGEMENT

WHELAN CAPITAL MANGEMENT

ENCINAL CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Current Firm

WHELAN CAPITAL MANGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WHELAN CAPITAL MANGEMENT

TRUST BUT VERIFY

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