Denise D. Shafer

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CRD#: 4646325

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Denise Denoon Shafer, who also goes by Denise Denoon Baird, Denise Denoon Johnson, Denise Denoon Meiss, Denise Shafer, was a registered financial professional .

Denise is a previously registered financial professional and started their career in finance in 2003. Denise had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Denise Denoon Baird | Denise Denoon Johnson | Denise Denoon Meiss | Denise Shafer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Independent Insurance Brokering; Advocate Health LLC; November 2018; Health. Board of Directors; Blessing House; Vice President and Executive Committee Member; Lorain, OH 44055; Not Investment Related; October 2015; 1-9 hours per month; 0 during trading hours. (2) Edison Estates Lot Owners Association; President; Vermilion, OH 44089; Not Investment Related; October 2019; 1-9 hours per month; 0 during trading hours. (3) Harbortown Fine Arts Center; Treasurer, Executive Committee Member; Vermilion, OH 44089; Not Investment Related; March 2019; 1-9 hours per month; 0 during trading hours. (4) Blessing House; Board of Directors; Executive Committee Member; Lorain, OH 44055; Not Investment Related; October 2015; 1-9 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 16, 2021 - August 3, 2023

LANDING POINT FINANCIAL GROUP

RIA

CRD#: 312978

Vermilion, OH

Past

January 22, 2016 - June 21, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AVON, OH

Past

January 22, 2016 - June 21, 2021

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

AVON, OH

Past

October 16, 2012 - February 2, 2016

MORGAN STANLEY

RIA

CRD#: 149777

WESTLAKE, OH

Past

October 12, 2012 - February 2, 2016

MORGAN STANLEY

CRD#: 149777

WESTLAKE, OH

Past

November 15, 2010 - October 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WESTLAKE, OH

Past

October 18, 2010 - October 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WESTLAKE, OH

Past

May 21, 2003 - May 10, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CLEVELAND, OH

Past

May 7, 2003 - May 10, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LANDING POINT FINANCIAL GROUP

DCS INVESTMENT ADVISORY SERVICES, LLC | LPFG, LLC | LANDING POINT FINANCIAL GROUP, LLC | LANDING POINT FINANCIAL GROUP

CRD#: 312978 / SEC#: 801-121247

RIA

Registered Investment Advisory firm - (5/19/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/11/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/15/2010

General Securities Representative Examination

Current Firm

LANDING POINT FINANCIAL GROUP

DCS INVESTMENT ADVISORY SERVICES, LLC | LPFG, LLC | LANDING POINT FINANCIAL GROUP, LLC | LANDING POINT FINANCIAL GROUP

CRD#: 312978 / SEC#: 801-121247

RIA

Registered Investment Advisory firm - (5/19/2021 Approved)

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Contact information

Main Address

36901 American Way Suite 7, Avon, OH 44011

Mailing Address

Phone number

(440) 365-9100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LANDING POINT FINANCIAL GROUP PART 2A FIRM BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	1,322
AUM (Assets Under Management)	$ 263,486,257

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Denise D. Shafer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

LANDING POINT FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/11/2010

SIE

Date: 10/1/2018

Series 7

Date: 10/15/2010

Current Firm

LANDING POINT FINANCIAL GROUP

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LANDING POINT FINANCIAL GROUP

TRUST BUT VERIFY

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