Steven Schleupner

MBI LLC

Smithsburg, MD

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CRD#: 4646290

Professional summary

Steven Schleupner, ChFC®, who also goes by Steve Schleupner, Steven Douglas Schleupner, is a registered financial advisor currently at MBI LLC located in Smithsburg, Maryland.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Steven has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steve Schleupner | Steven Douglas Schleupner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Steven Schleupner is a Divorce Financial Planning professional for the accounting firm, Councilor Buchanan & Mitchell. Not investment -related. Start date: August 25, 2025. Approx. 36 hours a week spent on OBA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Schleupner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

August 28, 2025 - Present

MBI LLC

RIA

CRD#: 170858

Smithsburg, MD

Past

February 4, 2021 - September 8, 2025

YOU TREE, LLC

RIA

CRD#: 312122

SMITHSBURG, MD

Past

March 18, 2019 - December 2, 2020

ONE DAY IN JULY LLC

RIA

CRD#: 284335

BURLINGTON, VT

Past

December 19, 2014 - June 13, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

WILLISTON, VT

Past

December 19, 2014 - June 13, 2017

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

WILLISTON, VT

Past

July 10, 2014 - November 13, 2014

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

MONTPELIER, VT

Past

July 3, 2014 - November 13, 2014

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

MONTPELIER, VT

Past

February 27, 2014 - March 18, 2014

STATE FARM VP MANAGEMENT CORP.

CRD#: 43036

BLOOMINGTON, IL

Past

February 3, 2005 - January 22, 2014

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

FREDERICK, MD

Past

January 19, 2005 - January 22, 2014

PARK AVENUE SECURITIES LLC

CRD#: 46173

FREDERICK, MD

Past

October 6, 2003 - January 5, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FREDERICK, MD

Past

May 14, 2003 - January 5, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MBI LLC

BARNHARD, JUDY P | MBI LLC | MAY BARNHARD INVESTMENTS, LLC DBA MBI, LLC | MAY BARNHARD INVESTMENTS LLC, D/B/A MBI LLC | MAY BARNHARD INVESTMENTS LLC

CRD#: 170858 / SEC#: 801-110144

RIA

Registered Investment Advisory firm - (3/15/2017 Approved)

District of Columbia

Registered Investment Advisory firm - (6/28/2017 Terminated)

Maryland

Registered Investment Advisory firm - (7/28/2017 Terminated)

Virginia

Registered Investment Advisory firm - (6/28/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(8/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/11/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/2003

General Securities Representative Examination

Current Firm

MBI LLC

BARNHARD, JUDY P | MBI LLC | MAY BARNHARD INVESTMENTS, LLC DBA MBI, LLC | MAY BARNHARD INVESTMENTS LLC, D/B/A MBI LLC | MAY BARNHARD INVESTMENTS LLC

CRD#: 170858 / SEC#: 801-110144

RIA

Registered Investment Advisory firm - (3/15/2017 Approved)

District of Columbia

Registered Investment Advisory firm - (6/28/2017 Terminated)

Maryland

Registered Investment Advisory firm - (7/28/2017 Terminated)

Virginia

Registered Investment Advisory firm - (6/28/2017 Terminated)

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Contact information

Main Address

7910 Woodmont Ave, Suite 500, Bethesda, MD 20814

Mailing Address

Phone number

(301) 986-0600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	373
AUM (Assets Under Management)	$ 300,721,207

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven Schleupner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Schleupner's CRS (Customer Relationship Summary).

Certified licenses

Experience

YOU TREE, LLC

ONE DAY IN JULY LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

STATE FARM VP MANAGEMENT CORP.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MBI LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/11/2003

SIE

Date: 6/13/2017

Series 7

Date: 5/12/2003

Current Firm

MBI LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MBI LLC

TRUST BUT VERIFY

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