Jonathan D. Berman
Professional summary
Jonathan David Berman, CFP®, who also goes by Jonathan Berman, is a registered financial advisor currently at IRONTREE WEALTH MANAGEMENT, INC. located in Fullerton, California.
Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jonathan has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan David Berman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2018 - Present
IRONTREE WEALTH MANAGEMENT, INC.
Office #1: 613 E. Chapman Ave, Fullerton, CA 92831June 11, 2013 - November 30, 2016
AVANTAX ADVISORY SERVICES
June 11, 2013 - November 30, 2016
AVANTAX INVESTMENT SERVICES, INC.
December 15, 2010 - August 8, 2012
FORESTERS EQUITY SERVICES, INC.
December 15, 2010 - August 8, 2012
FORESTERS EQUITY SERVICES, INC.
September 27, 2004 - January 20, 2009
OSAIC FA, INC.
September 27, 2004 - June 6, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
September 27, 2004 - January 20, 2009
OSAIC FA, INC.
May 13, 2003 - October 24, 2003
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/30/2018)
Exams
Current Firm
IRONTREE WEALTH MANAGEMENT, INC.
CRD#: 291515 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 1,050,000 |
Red Flags
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