Blair C. Shein

COMPASS FINANCIAL GROUP

DEERFIELD BEACH, FL 33441

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CRD#: 4646254

Professional summary

Blair Charles Shein, CFP® is a registered financial advisor currently at COMPASS FINANCIAL GROUP, INC. located in Deerfield Beach, Florida.

Blair is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Blair has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blair Shein is an Instructor for the Chartered Financial Analyst (CFA) review program held at the College of Business of Florida Atlantic University.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Blair Charles Shein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

March 24, 2003 - Present

COMPASS FINANCIAL GROUP, INC.

Office #1: 665 S.e. 10th Street Suite 202, Deerfield Beach, FL 33441

RIA

CRD#: 125186

DEERFIELD BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPASS FINANCIAL GROUP, INC.

CRD#: 125186 / SEC#: 801-61941

RIA

Registered Investment Advisory firm - (4/7/2003 Approved)

Florida

Registered Investment Advisory firm - (4/7/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/24/2003)

IAR

Texas
(1/7/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2000

Uniform Investment Adviser Law Examination

Current Firm

COMPASS FINANCIAL GROUP, INC.

CRD#: 125186 / SEC#: 801-61941

RIA

Registered Investment Advisory firm - (4/7/2003 Approved)

Florida

Registered Investment Advisory firm - (4/7/2003 Terminated)

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Contact information

Main Address

665 S.e. 10th Street Suite 202, Deerfield Beach, FL 33441

Mailing Address

Phone number

(954) 481-2607

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COMPASS FINANCIAL GROUP, INC. ADV BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	425
AUM (Assets Under Management)	$ 405,907,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Blair C. Shein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Blair Charles Shein's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS FINANCIAL GROUP, INC.

Primary Firm SEC Registration

COMPASS FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2000

Current Firm

COMPASS FINANCIAL GROUP, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPASS FINANCIAL GROUP, INC.

TRUST BUT VERIFY

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