William C. Beard

WEALTHHARBOR CAPITAL GROUP

Ocean Springs, MS 39564

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CRD#: 4646219

Professional summary

William C Beard III, who also goes by Will C Beard, is a registered financial advisor currently at WEALTHHARBOR CAPITAL GROUP, LLC located in Ocean Springs, Mississippi.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. William has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Will C Beard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MRG INSURANCE SERVICES; P&C INS. AGENT, COMPENSATED - NON-INVESTMENT RELATED, 22 DOCTORS DRIVE OCEAN SPRINGS, MS 39564, 50% OWNER, 80% OF TIME DURING NORMAL WORKING HRS., FINANCIAL MANAGEMENT SOLUTIONS, LLC, RIA FIRM, COMPENSATED - INVESTMENT RELATED, 22 DOCTORS DRIVE OCEAN SPRINGS, MS 39564, 10% OWNER, 10% OF TIME DURING NORMAL WORKING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William C Beard III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2017 - Present

WEALTHHARBOR CAPITAL GROUP, LLC

Office #1: 22 Doctor's Drive Suite C, Ocean Springs, MS 39564

RIA

CRD#: 118614

Ocean Springs, MS

Past

July 5, 2011 - October 9, 2017

FINANCIAL MANAGEMENT SOLUTIONS, LLC

RIA

CRD#: 132361

OCEAN SPRINGS, MS

Past

December 1, 2005 - October 10, 2006

FSC SECURITIES CORPORATION

CRD#: 7461

OCEAN SPRINGS, MS

Past

January 24, 2005 - November 30, 2005

PAN-AMERICAN FINANCIAL ADVISERS

CRD#: 15578

NEW ORLEANS, LA

Past

January 1, 2004 - December 31, 2004

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

DES MOINES, IA

Past

January 1, 2004 - December 31, 2004

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

September 4, 2003 - January 1, 2004

LOCUST STREET SECURITIES, INC.

RIA

CRD#: 1703

OCEAN SPRINGS, MS

Past

September 3, 2003 - January 1, 2004

LOCUST STREET SECURITIES, INC.

CRD#: 1703

DES MOINES, IA

Past

April 11, 2003 - July 30, 2003

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHHARBOR CAPITAL GROUP, LLC

WEALTHHARBOR CAPITAL GROUP | WEALTHHARBOR RETIREMENT SERVICES | WEALTHHARBOR CAPITAL MANAGEMENT | WEALTHHARBOR CAPITAL GROUP, LLC

CRD#: 118614 / SEC#: 801-62721

RIA

Registered Investment Advisory firm - (1/16/2004 Approved)

Louisiana

Registered Investment Advisory firm - (1/16/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(10/27/2017)

IAR

Mississippi
(10/27/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/9/2003

General Securities Representative Examination

Current Firm

WEALTHHARBOR CAPITAL GROUP, LLC

WEALTHHARBOR CAPITAL GROUP | WEALTHHARBOR RETIREMENT SERVICES | WEALTHHARBOR CAPITAL MANAGEMENT | WEALTHHARBOR CAPITAL GROUP, LLC

CRD#: 118614 / SEC#: 801-62721

RIA

Registered Investment Advisory firm - (1/16/2004 Approved)

Louisiana

Registered Investment Advisory firm - (1/16/2004 Terminated)

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Contact information

Main Address

433 Metairie Rd Suite 500, Metairie, LA 70005

Mailing Address

Phone number

(504) 482-1962

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WEALTHHARBOR CAPITAL GROUP, LLC (3/27/2025)

Regulatory assets under management

Total Number of Accounts	364
AUM (Assets Under Management)	$ 300,480,136

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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William C. Beard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William C Beard III's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL MANAGEMENT SOLUTIONS, LLC

FSC SECURITIES CORPORATION

PAN-AMERICAN FINANCIAL ADVISERS

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LOCUST STREET SECURITIES, INC.

LOCUST STREET SECURITIES, INC.

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

WEALTHHARBOR CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2003

Series 7

Date: 4/9/2003

Current Firm

WEALTHHARBOR CAPITAL GROUP, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHHARBOR CAPITAL GROUP, LLC

TRUST BUT VERIFY

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