Alexander M. Grutman
Professional summary
Alexander Marco Grutman, who also goes by Sasha Grutman, is a registered financial advisor currently at MIDDLEMARCH CAPITAL PARTNERS LLC located in New York, New York and MIDDLEMARCH SECURITIES LLC located in New York, New York.
Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Alexander has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Marco Grutman's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2023 - Present
MIDDLEMARCH CAPITAL PARTNERS LLC
Office #1: 125 Park Avenue 17th Floor, New York, NY 10017March 27, 2017 - Present
MIDDLEMARCH SECURITIES LLC
Office #1: 125 Park Avenue Suite 1700, New York, NY 10017October 30, 2015 - April 24, 2017
LPE SECURITIES, LLC
July 11, 2012 - June 12, 2015
TRANCEKA CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2017)
(6/16/2017)
(4/6/2017)
(6/23/2017)
(6/21/2017)
(4/10/2017)
(3/27/2023)
(6/5/2017)
(7/6/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
MIDDLEMARCH CAPITAL PARTNERS LLC
CRD#: 283707 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 3,980,416 |
Red Flags
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