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William J. Paolino

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CRD#: 4646060
WP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William J Paolino, who also goes by William Paolino, was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2005. William had worked at 1 firm .

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


William Paolino

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) DOMINICAN COLLEGE, ORANGEBURG, NY 10962 NOT INVESTMENT-RELATED ADJUNCT PROFESSOR SINCE JANUARY 1976 EDUCATION 6 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES TRADING HOURS (2) TAX PREPARER, NYACK, NY 10960 NOT INVESTMENT-RELATED SINCE JANUARY 1973 PREPARE TAX RETURNS FOR FAMIILY AND FRIENDS 10 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES TRADING HOURS

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

April 26, 2005 - May 8, 2023

PAOLINO, WILLIAM

RIA
CRD#: 126118
NYACK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


PW
PAOLINO, WILLIAM
PAOLINO, WILLIAM | PAOLINO, WILLIAM JOHN

CRD#: 126118 / SEC#: 801-68422

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Contact information


Main Address
Nyack Business Center 99 Main St., #108, Nyack, NY 10960-3109
Mailing Address
Phone number
(845) 348-7663
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Part 2 Brochures

WILLIAM PAOLINO FORM ADV PART 2A (MARCH 1, 2023) (3/1/2023)

Regulatory assets under management


Total Number of Accounts649
AUM (Assets Under Management)$ 139,738,635

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PAOLINO, WILLIAM

CRD#: 126118

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