Vincent T. Ko
Professional summary
Vincent Timothy Ko, AIF®, who also goes by VIncent T Ko, is a registered financial advisor currently at PRECEPT ADVISORY GROUP LLC located in Irvine, California.
Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Vincent has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent Timothy Ko's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 18, 2011 - Present
PRECEPT ADVISORY GROUP LLC
Office #1: 130 Theory Suite 200, Irvine, CA 92617January 22, 2007 - April 19, 2011
CUNA BROKERAGE SERVICES, INC.
January 22, 2007 - April 19, 2011
CUNA BROKERAGE SERVICES, INC.
May 11, 2006 - January 24, 2007
CUSO FINANCIAL SERVICES, L.P.
July 6, 2005 - January 24, 2007
CUSO FINANCIAL SERVICES, L.P.
June 9, 2003 - July 5, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
PRECEPT ADVISORY GROUP LLC
CRD#: 152776 / SEC#: 801-71072
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/18/2011)
(3/6/2017)
Exams
Current Firm
PRECEPT ADVISORY GROUP LLC
CRD#: 152776 / SEC#: 801-71072
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 63 |
| AUM (Assets Under Management) | $ 5,008,561,864 |
Red Flags
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