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John Reed

DOMINANT LEADING CAPITAL
HOLLYWOOD, FL
·CRD# 4645978·23 years experience

Professional Summary

John Reed is a registered financial advisor currently at DOMINANT LEADING CAPITAL, LLC located in Hollywood, Florida. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

DOMINANT LEADING CAPITAL, LLC·CRD# 322167
RIA
Hollywood, FL
March 22, 2023 - Present
AMERITAS ADVISORY SERVICES, LLC·CRD# 317245
RIA
Hollywood, FL
November 1, 2021 - November 8, 2022
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
RIA
Hollywood, FL
May 25, 2021 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC·CRD# 14869
BD
Hollywood, FL
March 2, 2021 - November 8, 2022
PRINCIPAL SECURITIES, INC.·CRD# 1137
BD
Miramar, FL
September 7, 2005 - February 9, 2021
CARILLON INVESTMENTS, INC.·CRD# 14646
RIA
Coral Gables, FL
April 30, 2003 - August 31, 2005
CARILLON INVESTMENTS, INC.·CRD# 14646
BD
Cincinnati, OH
April 1, 2003 - August 31, 2005

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Current Firm

DL
DOMINANT LEADING CAPITAL, LLC

DOMINANT LEADING CAPITAL, LLC

CRD#: 322167
Florida
Registered Investment Advisory firm - Florida (3/22/2023 Approved)

Contact Information

Main Address

Hollywood, FL

Phone Number

(202) 780-7177

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOHN REED; SAME AS BRANCH; INV REL; FINANCIAL SERVICES; OWNER; START DATE=02/2021; HRS/MO=140; TRADING HRS/MO=7; OFFER FINANCIAL PRODUCTS & PROVIDE FINANCIAL SERVICES * DOMINANT LEADING CAPITAL, LLC; SAME AS BRANCH; INV-REL; LIFE, DISIBILITY AND FIXED ANNUITY INSURANCE; MANAGER/OWNER; START DATE=05/2022; HRS/MO=20; TRADING HRS/MO=4; OFFER FINANCIAL PRODUCTS AND FINANCIAL SERVICES

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(3/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2021About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2003About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Reed's CRS (Customer Relationship Summary).

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