John Reed

DOMINANT LEADING CAPITAL

Hollywood, FL

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CRD#: 4645978

Professional summary

John Reed is a registered financial advisor currently at DOMINANT LEADING CAPITAL, LLC located in Hollywood, Florida.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JOHN REED; SAME AS BRANCH; INV REL; FINANCIAL SERVICES; OWNER; START DATE=02/2021; HRS/MO=140; TRADING HRS/MO=7; OFFER FINANCIAL PRODUCTS & PROVIDE FINANCIAL SERVICES * DOMINANT LEADING CAPITAL, LLC; SAME AS BRANCH; INV-REL; LIFE, DISIBILITY AND FIXED ANNUITY INSURANCE; MANAGER/OWNER; START DATE=05/2022; HRS/MO=20; TRADING HRS/MO=4; OFFER FINANCIAL PRODUCTS AND FINANCIAL SERVICES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Reed's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 22, 2023 - Present

DOMINANT LEADING CAPITAL, LLC

RIA

CRD#: 322167

Hollywood, FL

Past

November 1, 2021 - November 8, 2022

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

HOLLYWOOD, FL

Past

May 25, 2021 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

HOLLYWOOD, FL

Past

March 2, 2021 - November 8, 2022

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

HOLLYWOOD, FL

Past

September 7, 2005 - February 9, 2021

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Miramar, FL

Past

April 30, 2003 - August 31, 2005

CARILLON INVESTMENTS, INC.

RIA

CRD#: 14646

CORAL GABLES, FL

Past

April 1, 2003 - August 31, 2005

CARILLON INVESTMENTS, INC.

CRD#: 14646

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/2/2021

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2003

General Securities Representative Examination

Current Firm

DOMINANT LEADING CAPITAL, LLC

CRD#: 322167 / SEC#:

Florida

Registered Investment Advisory firm - (3/22/2023 Approved)

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Contact information

Main Address

Hollywood, FL

Mailing Address

Phone number

(202) 780-7177

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John Reed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Reed's CRS (Customer Relationship Summary).

Certified licenses

Experience

DOMINANT LEADING CAPITAL, LLC

AMERITAS ADVISORY SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

PRINCIPAL SECURITIES, INC.

CARILLON INVESTMENTS, INC.

CARILLON INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/2/2021

SIE

Date: 10/1/2018

Series 7

Date: 3/30/2003

Current Firm

DOMINANT LEADING CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

DOMINANT LEADING CAPITAL, LLC

TRUST BUT VERIFY

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