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Michelle Lynn Cahoon

CRD# 4645773·Registered 2003 - 2019
Previously Registered: Being a previously registered professional could mean that Michelle is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michelle Lynn Cahoon, who also goes by Michelle Lynn Groce, was a registered financial advisor. Michelle was a previously registered financial professional and started their career in finance 2003 - 2019. Michelle had worked at 1 firm and has passed the Series 27 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michelle Lynn Groce

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

DRIEHAUS SECURITIES LLC·CRD# 8197
BD
Chicago, IL
November 21, 2003 - April 8, 2019

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Current Firm

DS
DRIEHAUS SECURITIES LLC

DRIEHAUS RESEARCH ASSOCIATES, INC. | DRIEHAUS SECURITIES LLC | DRIEHAUS SECURITIES CORPORATION

CRD#: 8197 / SEC#: 8-24024
BD
Terminated by SEC on 12/31/2019

Contact Information

Established

Delaware since 10/05/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DRIEHAUS CAPITAL HOLDINGS LLLPMEMBER—
DRIEHAUS, RICHARD HERMANCHAIRMAN72026
KOCHEVAR, ANNE STEELECHIEF COMPLIANCE OFFICER1281519
KURINSKY, ROBERT MICHAELCHIEF FINANCIAL OFFICER AND TREASURER4642292
MCWILLIAMS, JANET LYNNGENERAL COUNSEL AND SECRETARY2730133
SEFTENBERG, THOMAS MCKEANDIRECTOR OF RELATIONSHIP MANAGEMENT AND MARKETING3127527
WEBER, STEPHEN THOMASPRESIDENT AND CHIEF EXECUTIVE OFFICER3223117

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 27 — Financial and Operations Principal Examination

Passed Nov 2003About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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