Maryjane Holmes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maryjane Holmes, CFP®, who also goes by Mary Jane Holmes, Mary Jane Malacaria, was a registered financial professional .
Maryjane is a previously registered financial professional and started their career in finance in 2003. Maryjane had worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
November 15, 2019 - July 1, 2024
GATHER FINANCIAL PLANNING
April 1, 2009 - November 2, 2016
COMMONWEALTH FINANCIAL NETWORK
April 1, 2009 - November 2, 2016
COMMONWEALTH FINANCIAL NETWORK
June 28, 2006 - April 1, 2009
MUTUAL SERVICE CORPORATION
June 26, 2006 - April 1, 2009
MUTUAL SERVICE CORPORATION
January 6, 2004 - June 28, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 4, 2003 - June 28, 2006
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GATHER FINANCIAL PLANNING
CRD#: 164542 / SEC#: 801-118146
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 400 |
| AUM (Assets Under Management) | $ 148,426,333 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
