Peter R. Wheeler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Ryder Wheeler, CFP® was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1970. Peter had worked at 9 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1995
Experience
January 5, 2023 - March 27, 2023
SPRECKELS WEALTH MANAGEMENT
January 24, 2021 - June 14, 2021
INTEGRATED ADVISORS NETWORK LLC
July 8, 1997 - January 15, 2021
ZERMATT WEALTH PARTNERS
November 19, 1989 - February 21, 1991
OSAIC WEALTH, INC.
May 26, 1987 - June 7, 1988
PORTFOLIO SECURITIES CORPORATION
August 18, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 11, 1982 - September 21, 1983
LPL FINANCIAL LLC
January 28, 1975 - October 26, 1982
G. R. PHELPS & CO., INC.
January 7, 1970 - February 16, 1975
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/27/1969
Registered Representative ExaminationCurrent Firm
SPRECKELS WEALTH MANAGEMENT
CRD#: 313422 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 74,186,705 |
Red Flags
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