Francisco J. Ayala

THE COLERIDGE GROUP LLC

Phoenix, AZ 85028

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CRD#: 4645478

Professional summary

Francisco Javier Ayala, CFP®, who also goes by Francisco Ayala, is a registered financial advisor currently at THE COLERIDGE GROUP LLC located in Phoenix, Arizona.

Francisco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Francisco has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

What are your service offerings?

Tax Planning

Socially Responsible Investing

Education Planning

Retirement Planning

Estate Planning

Employee and Employer Plan Ben...

Investment Planning

Life Transitions

Long-term Care

Retirement Income Management

Budgeting

Insurance Planning

Debt Management

Comprehensive Financial Planni...

Social Security Planning

Do you have an area of expertise or specialization?

AUM

Cash Flow/Budgets/Credit Issue...

College/Education Planning

Estate & Generational Planning...

Financial Psychology/Coaching

Fixed Fee (Subscription, Retai...

Are you a "fiduciary"?

Yes

Aliases

Francisco Ayala

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Francisco Ayala occasionally serves as an assistant to an expert witness. He spends approximately 15hrs per month on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Javier Ayala's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

April 12, 2017 - Present

THE COLERIDGE GROUP LLC

Office #1: 11811 N. Tatum Blvd Ste 3031, Phoenix, AZ 85028

RIA

CRD#: 108335

Phoenix, AZ

Past

January 9, 2009 - May 4, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

TUCSON, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/12/2017)

IAR

California
(2/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 1/31/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 1/8/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THE COLERIDGE GROUP LLC

GARY EUGENE GIBBONS DBA THE COLERIDGE GROUP | THE COLERIDGE GROUP LLC | GIBBONS GARY EUGENE | GARY EUGENE GIBBONSV DBA THE COLEBRIDGE GROUP

CRD#: 108335 / SEC#: 801-10966

RIA

Registered Investment Advisory firm - (12/12/2015 Terminated)

Arizona

Registered Investment Advisory firm - (12/13/2012 Approved)

California

Registered Investment Advisory firm - (2/24/2021 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11811 N. Tatum Blvd Ste 3031, Phoenix, AZ 85028

Mailing Address

Phone number

(623) 252-6661

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	110
AUM (Assets Under Management)	$ 38,567,387

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Francisco J. Ayala

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francisco Javier Ayala's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE COLERIDGE GROUP LLC

CHASE INVESTMENT SERVICES CORP.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/31/2009

Series 6

Date: 1/8/2009

Current Firm

THE COLERIDGE GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE COLERIDGE GROUP LLC

TRUST BUT VERIFY

Contact information

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