Francisco Javier Ayala
CFP®Professional Summary
Francisco Javier Ayala, CFP®, who also goes by Francisco Ayala, is a registered financial advisor currently at THE COLERIDGE GROUP LLC located in Phoenix, Arizona. Francisco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Francisco has worked at 2 firms and has passed the Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Francisco Javier Ayala, Francisco Ayala
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
GARY EUGENE GIBBONS DBA THE COLERIDGE GROUP | THE COLERIDGE GROUP LLC | GIBBONS GARY EUGENE | GARY EUGENE GIBBONSV DBA THE COLEBRIDGE GROUP
Contact Information
Main Address
11811 N. Tatum Blvd Ste 3031, Phoenix, AZ 85028Phone Number
(623) 252-6661# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
106AUM (Assets Under Management)
$56,007,155Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(4/12/2017)
(2/24/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2009About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Francisco Javier Ayala's CRS (Customer Relationship Summary).
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