Anthony J. Mercaldo

MITTLER & MERCALDO INVESTMENT ADVISORS

DANBURY, CT 06810

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CRD#: 4645422

Professional summary

Anthony J Mercaldo is a registered financial advisor currently at MITTLER & MERCALDO INVESTMENT ADVISORS located in Danbury, Connecticut.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Anthony has worked at 1 firm and has passed the Series 65 and Series 66 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. MERCALDO IS PRESIDENT AND MAJORITY SHAREHOLDER IN THE ACCOUNTING FIRM MITTLER, MERCALDO, & BRAUN P.C., LOCATED IN DANBURY, CONNECTICUT. MR. MERCALDO SPENDS THE MAJORITY OF HIS PROFESSIONAL TIME IN HIS CAPACITY AS A CPA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony J Mercaldo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2004 - Present

MITTLER & MERCALDO INVESTMENT ADVISORS

Office #1: 42 Main Street, Danbury, CT 06810

RIA

CRD#: 126033

DANBURY, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(3/2/2004)

IAR

Florida
(7/31/2008)

IAR

Georgia
(12/6/2019)

IAR

New York
(7/2/2021)

IAR

South Carolina
(1/24/2020)

IAR

Virginia
(2/25/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/8/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/21/2001

Uniform Combined State Law Examination

Current Firm

MITTLER & MERCALDO INVESTMENT ADVISORS

ANTHONY J. MERCALDO, CPA | MITTLER & MERCALDO INVESTMENT ADVISORS | ARNOLD J. MITTLER, CPA

CRD#: 126033 / SEC#:

Connecticut

Registered Investment Advisory firm - (3/2/2004 Approved)

Florida

Registered Investment Advisory firm - (7/31/2008 Approved)

Georgia

Registered Investment Advisory firm - (12/6/2019 Approved)

New York

Registered Investment Advisory firm - (1/19/2001 Approved)

South Carolina

Registered Investment Advisory firm - (1/24/2020 Approved)

Virginia

Registered Investment Advisory firm - (2/25/2020 Approved)

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Contact information

Main Address

42 Main Street, Danbury, CT 06810

Mailing Address

Phone number

(203) 792-3190

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony J. Mercaldo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony J Mercaldo's CRS (Customer Relationship Summary).

Certified licenses

Experience

MITTLER & MERCALDO INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/8/2003

Series 66

Date: 9/21/2001

Current Firm

MITTLER & MERCALDO INVESTMENT ADVISORS

Contact information

Documents

Red Flags

Company Information

MITTLER & MERCALDO INVESTMENT ADVISORS

TRUST BUT VERIFY

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