Paul J. Chirgwin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul James Chirgwin was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2003. Paul had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2010 - January 3, 2017
KALOS MANAGEMENT
April 1, 2010 - January 3, 2017
KALOS CAPITAL, INC.
October 4, 2006 - March 30, 2010
GUNNALLEN FINANCIAL, INC
March 31, 2005 - March 30, 2010
GUNNALLEN FINANCIAL, INC
March 24, 2003 - March 31, 2005
QUESTAR CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KALOS MANAGEMENT
CRD#: 133025 / SEC#: 801-65182
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,174 |
| AUM (Assets Under Management) | $ 128,562,434 |
Red Flags
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