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PS

Peter G. Scheffler

RCM SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4645073
PS

Professional summary

Peter Gordon Scheffler is a registered financial professional currently at RCM SECURITIES located in Chicago, Illinois.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1997. Peter has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Gordon Scheffler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 16, 2026 - Present

RCM SECURITIES

Office #1: 318 W Adams St Floor 10, Chicago, IL 60606
BD
CRD#: 15548
Chicago, IL
Past

August 8, 2012 - May 2, 2013

CX CAPITAL MARKETS, LLC

BD
CRD#: 157975
CHICAGO, IL
Past

May 25, 2010 - August 5, 2024

X-CHANGE FINANCIAL ACCESS, LLC

BD
CRD#: 126201
CHICAGO, IL
Past

July 24, 1997 - May 13, 2002

BNP PARIBAS BROKERAGE SERVICES, INC.

BD
CRD#: 31394
KING OF PRUSSIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/10/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/1/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 2/14/1995
National Commodity Futures Examination
Principal/Supervisory Exam
RR
Series 30
Date: 8/23/2022
NFA Branch Manager Examination
SRO Registrations
RR
FINRA

Current Firm

RS
RCM SECURITIES
CHANDER P. WADHWA | WADHWA, CHANDER P. | SNC CAPITAL MANGEMENT CORP. | SNC CAPITAL MANAGEMENT LLC | SNC CAPITAL MANAGEMENT CORP. | SNC CAPITAL MANAGEMENT CORP | RCM SECURITIES CORP | RCM SECURITIES

CRD#: 15548 / SEC#: , 8-33866

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
318 W Adams St Floor 10, Chicago, IL 60606
Mailing Address
318 W Adams St Floor 10, Chicago, IL 60606
Phone number
31287011530
Established
Illinois since 01/21/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (24 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SWEENEY, EDMUND JOSEPHCCO4566276
SWEENEY, EDMUND JOSEPHCEO4566276
3PEAS LLCOWNER
NAVILLUS CAPITAL LLCOWNER
RIEGER, PAUL JOSEPHBROKER5862030
SULLIVAN, TAMMY NAUGHTONSECRETARY4653089

Disclosures

Regulatory Event4
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

RCM SECURITIES

CRD#: 15548Chicago, IL 60606

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