CD
Charles R. Dunn
PORTSIDE WEALTH GROUP
Pleasant View, UT
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CRD#: 4645008
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Professional summary
Charles Ryan Dunn, who also goes by C Ryan Dunn, is a registered financial advisor currently at PORTSIDE WEALTH GROUP, LLC located in Pleasant View, Utah.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Charles has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
C Ryan Dunn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 07/01/2015-PRESENT;PROFESSOR;Weber State University; Teaching undergraduate courses in lifespan development and family diversity1;Hrs per month - Tot/Bus: 120/80;Not investment related 2.07/2016- PRESENT; INSURANCE AGENCY, AGENT, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, <1 HOUR PER DAY DURING TRADING HOURS OFFERING FIXED LIFE AND ANNUITIES
CRS (Client Relationship Summary) - RIA
Click below to view Charles Ryan Dunn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 25, 2023 - Present
PORTSIDE WEALTH GROUP, LLC
RIA
CRD#: 325175
Pleasant View, UT
Past
May 31, 2018 - June 23, 2023
TOWNSQUARE CAPITAL, LLC
RIA
CRD#: 288576
Pleasant View, UT
Past
September 7, 2016 - May 9, 2018
ALLEGIS INVESTMENT ADVISORS, LLC
RIA
CRD#: 157314
South jordan, UT
Past
August 3, 2016 - May 9, 2018
ALLEGIS INVESTMENT SERVICES, LLC
BD
CRD#: 168557
SOUTH JORDAN, UT
Past
July 13, 2009 - September 7, 2016
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
MURRAY, UT
Past
May 1, 2008 - September 7, 2016
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
MURRAY, UT
Past
March 7, 2007 - February 28, 2008
KNOX CAPITAL ADVISORS, LLC
RIA
CRD#: 131000
DRAPER, UT
Past
January 19, 2007 - March 7, 2007
GENEOS WEALTH MANAGEMENT, INC.
RIA
CRD#: 120894
DRAPER, UT
Past
January 5, 2007 - February 29, 2008
GENEOS WEALTH MANAGEMENT, INC.
BD
CRD#: 120894
DRAPER, UT
Past
September 8, 2005 - January 19, 2007
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
SALT LAKE CITY, UT
Past
May 23, 2003 - January 25, 2007
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
Registered Investment Advisory firm - (3/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(4/25/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PORTSIDE WEALTH GROUP, LLC
ALIGNMENT FINANCIAL ADVISORS | VITAL RETIREMENT | VISION TREE FINANCIAL ADVISORS | TWF WEALTH MANAGEMENT | TURNING POINT FINANCIAL GROUP | TRUROCK WEALTH | SUNCREST ADVISORS | SMART FINANCIAL | SEYMOUR FINANCIAL | SCOTT STEPHAN IFS | PORTSIDE WEALTH GROUP, LLC | PODUNK FINANCIAL | OXFORD WEALTH ADVISORS | OXFORD FINANCIAL GROUP | MCKELL PARTNERS | LEGACY WEALTH INVESTMENT COUNSEL | JOHNSTONROGERS | JEFFREY R WANGSGARD AND ASSOCIATES | HURST FINANCIAL CONSULTING | HUDSON OAKS WEALTH MANAGEMENT | GREEN STREET WEALTH ADVISORS | FRONTIER ADVISOR GROUP | FINANCIAL FOUNDATIONS | DOLEMAN WEALTH MANAGEMENT | CAPITAL PROTECTION INSURANCE | CANYON STRATEGIC WEALTH GROUP | CACHE FINANCIAL | BRIGHTSIDE WEALTH MANAGEMENT | BREVITY WEALTH SOLUTIONS | AVENTUS WEALTH
CRD#: 325175 / SEC#: 801-127529
RIA
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Contact information
Main Address
3507 N University Ave Suite 150, Provo, UT 84604
Mailing Address
Phone number
(385) 412-1222
Established
Firm type
Fiscal year end
# of Employees
47
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,507 |
| AUM (Assets Under Management) | $ 1,125,318,236 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
