Richard Wayne Warner

1) Richard Warner is an insurance agent with TyPuk Corporation under the d/b/a of Warner Financial. The business as an insurance agent is not investment related. The business address is 1919 J Street, Auburn, NE, 68305. Mr. Warner has been an agent since 9/1/2012, paid from commissions, and advises clients of life, long term care, fixed, medicare supplement, and fixed and fixed indexed annuity insurance products. Mr. Warner spends about 50% of his time on this activity. 2) Richard Warner; Non Investment Related; Auburn, NE; High School and Legion Baseball coach; Head Baseball Coach; 5/2/2024; 100hrsMo; 0hrs/Mo during Securities Trading Hours. Coaching baseball games and practices March through July. 3) Association of Financial Consultants; Not Investment Related; Nebraska; Educating individuals and families on different retirement topics, such as Social Security and Medicare; Educator; 1/31/2025; 4hrs/Mo; 0hrs/Mo during Securities Trading Hours; Teaching classes to the general public on retirement topics. 4) Scope Institute; Not Investment Related; Auburn, NE; Education of Business owners on the topic of Business Exit Planning; Director of Education for Nebraska; 4/15/2026; Approx. 40hrs/Mo; Approx. 40hrs/Mo during Securities Trading Hours; I will host 2 live workshops and 3 to 4 virtual workshops each year to business owners seeking information about Business Exit Planning. 5) Deferred Sales Trust: Not Investment Related; 1919 J St, Auburn NE 68305; Helping people who have large capitol gains through the sale of a business, land, or other properties reduce or limit that tax as much as possible; Refer them prospective clients; 7/6/2026; Approx. 40hrs/Mo; Approx. 40hrs/Mo during Securities Trading Hours; I will refer prospective business owner to the team.