RW
Richard W. Warner
IMPACT PARTNERSHIP WEALTH
AUBURN, NE 68305
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CRD#: 4644933
RW
Professional summary
Richard Wayne Warner, who also goes by Dick Wayne Warner Jr, Richard Wayne Warner Jr, Rick Wayne Warner Jr, Richard Wayne Warner Jr, is a registered financial advisor currently at IMPACT PARTNERSHIP WEALTH, LLC located in Auburn, Nebraska.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Richard has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dick Wayne Warner Jr | Richard Wayne Warner Jr | Rick Wayne Warner Jr | Richard Wayne Warner Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Richard Warner is an insurance agent with TyPuk Corporation under the d/b/a of Warner Financial. The business as an insurance agent is not investment related. The business address is 1919 J Street, Auburn, NE, 68305. Mr. Warner has been an agent since 9/1/2012, paid from commissions, and advises clients of life, long term care, fixed, medicare supplement, and fixed and fixed indexed annuity insurance products. Mr. Warner spends about 50% of his time on this activity. 2) Richard Warner; Non Investment Related; Auburn, NE; High School and Legion Baseball coach; Head Baseball Coach; 5/2/2024; 100hrsMo; 0hrs/Mo during Securities Trading Hours. Coaching baseball games and practices March through July. 3) Association of Financial Consultants; Not Investment Related; Nebraska; Educating individuals and families on different retirement topics, such as Social Security and Medicare; Educator; 1/31/2025; 4hrs/Mo; 0hrs/Mo during Securities Trading Hours; Teaching classes to the general public on retirement topics.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Wayne Warner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2022 - Present
IMPACT PARTNERSHIP WEALTH, LLC
Office #1: 1919 J Street, Auburn, NE 68305Office #2: 14301 Fnb Pkwy Ste 100, Omaha, NE 68154RIA
CRD#: 313928
AUBURN, NE
Past
January 3, 2019 - March 31, 2022
VIRTUE WEALTH COUNSEL, LLC
RIA
CRD#: 298592
Auburn, NE
Past
January 9, 2018 - December 31, 2018
SEQUENT PLANNING, LLC
RIA
CRD#: 160381
Auburn, NE
Past
January 27, 2017 - January 9, 2018
CREATIVEONE WEALTH, LLC
RIA
CRD#: 281213
Auburn, NE
Past
July 3, 2008 - August 18, 2008
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
NEBRASKA CITY, NE
Past
April 17, 2007 - July 7, 2008
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Past
April 17, 2003 - December 31, 2004
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
IMPACT PARTNERSHIP WEALTH, LLC
ATLAS RETIREMENT | WARNER FINANCIAL | VISION WEALTH | TROYER WEALTH, LLC | THE DIRECT EFFECT | SUMMIT WEALTH STRATEGIES, LLC | SANDS FINANCIAL SERVICES | RIEDMILLER WEALTH MANAGEMENT | REDDING WEALTH LLC | PHOENIX WEALTH MANAGEMENT | PATRIA WEALTH | OWENS FINANCIAL GROUP, LLC | ONE FAMILY FINANCIAL | NEW PERSPECTIVE FINANCIAL SERVICES | IMPACT WEALTH MANAGEMENT, LLC | IMPACT PARTNERSHIP WEALTH, LLC | HODGES INVESTMENT ADVISORY REPRESENTATIVE | HEART FINANCIAL GROUP | DIAMOND HEAD FINANCIAL ADVISORY D/B/A BLUE CHIP FINANCIAL GROUP, INC. | CRANBERRY FINANCIAL | COOK, PIERCE FINANCIAL MANAGEMENT | CANNON FINANCIAL GROUP | CAMERON WEALTH GROUP | BRIDGES WEALTH PRESERVATION, INC. | BERTRAND RETIREMENT SOLUTIONS, LLC | BEE FINANCIAL PARTNERS
CRD#: 313928 / SEC#: 801-121239
RIA
Registered Investment Advisory firm - (5/24/2021 Approved)Maryland
Registered Investment Advisory firm - (10/18/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(4/6/2022)
IAR
Texas(4/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
IP
IMPACT PARTNERSHIP WEALTH, LLC
ATLAS RETIREMENT | WARNER FINANCIAL | VISION WEALTH | TROYER WEALTH, LLC | THE DIRECT EFFECT | SUMMIT WEALTH STRATEGIES, LLC | SANDS FINANCIAL SERVICES | RIEDMILLER WEALTH MANAGEMENT | REDDING WEALTH LLC | PHOENIX WEALTH MANAGEMENT | PATRIA WEALTH | OWENS FINANCIAL GROUP, LLC | ONE FAMILY FINANCIAL | NEW PERSPECTIVE FINANCIAL SERVICES | IMPACT WEALTH MANAGEMENT, LLC | IMPACT PARTNERSHIP WEALTH, LLC | HODGES INVESTMENT ADVISORY REPRESENTATIVE | HEART FINANCIAL GROUP | DIAMOND HEAD FINANCIAL ADVISORY D/B/A BLUE CHIP FINANCIAL GROUP, INC. | CRANBERRY FINANCIAL | COOK, PIERCE FINANCIAL MANAGEMENT | CANNON FINANCIAL GROUP | CAMERON WEALTH GROUP | BRIDGES WEALTH PRESERVATION, INC. | BERTRAND RETIREMENT SOLUTIONS, LLC | BEE FINANCIAL PARTNERS
CRD#: 313928 / SEC#: 801-121239
RIA
Registered Investment Advisory firm - (5/24/2021 Approved)Maryland
Registered Investment Advisory firm - (10/18/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1688 White Circle Nw, Marietta, GA 30066
Mailing Address
Phone number
(800) 380-5040
Established
Firm type
Fiscal year end
# of Employees
78
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,237 |
| AUM (Assets Under Management) | $ 1,682,147,707 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
IMPACT PARTNERSHIP WEALTH, LLC
CRD#: 313928Auburn, NE 68305TRUST BUT VERIFY
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